Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1979 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
Dentro del libro
Resultados 1-5 de 100
Página 83
... percent . Over $ 2 million to $ 10 mil- $ 140,000 + 91⁄2 percent of lion . amount over $ 2 million . Over $ 10 million to $ 100 $ 900,000 + 113⁄4 percent of million . amount over $ 10 million . Over $ 100 million to $ 400 $ 11,475,000 + ...
... percent . Over $ 2 million to $ 10 mil- $ 140,000 + 91⁄2 percent of lion . amount over $ 2 million . Over $ 10 million to $ 100 $ 900,000 + 113⁄4 percent of million . amount over $ 10 million . Over $ 100 million to $ 400 $ 11,475,000 + ...
Página 143
... percentage of the class of equity security beneficially owned as of the end of the calendar year is more than 5 percent : And provided further , That : ( 1 ) Such person has acquired such securities in the ordinary course of his ...
... percentage of the class of equity security beneficially owned as of the end of the calendar year is more than 5 percent : And provided further , That : ( 1 ) Such person has acquired such securities in the ordinary course of his ...
Página 144
... percent of the class and is re- quired to file pursuant to this provi- son . ( C ) ( 1 ) Notwithstanding paragraphs ( h ) ( 3 ) ( ii ) ( A ) and ( ii ) ( B ) and ( h ) ( 4 ) ( ii ) of this section , a person shall immedi- ately become ...
... percent of the class and is re- quired to file pursuant to this provi- son . ( C ) ( 1 ) Notwithstanding paragraphs ( h ) ( 3 ) ( ii ) ( A ) and ( ii ) ( B ) and ( h ) ( 4 ) ( ii ) of this section , a person shall immedi- ately become ...
Página 166
... percent in market value of the securities having a readily ascer- tainable market value held by such trust ( determined as of the end of the preceding fiscal year of the trust ) con- sists of equity securities with respect to which ...
... percent in market value of the securities having a readily ascer- tainable market value held by such trust ( determined as of the end of the preceding fiscal year of the trust ) con- sists of equity securities with respect to which ...
Página 207
... percent of the total com- mitments shown shall , however , be identi- fied and specific categories representing in- dividually less than 25 percent of the total commitments shown may be aggregated as Other Commitments . 2. If more than ...
... percent of the total com- mitments shown shall , however , be identi- fied and specific categories representing in- dividually less than 25 percent of the total commitments shown may be aggregated as Other Commitments . 2. If more than ...
Contenido
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791 | |
823 | |
993 | |
999 | |
1026 | |
1036 | |
1045 | |
307 | |
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322 | |
339 | |
343 | |
368 | |
381 | |
388 | |
403 | |
429 | |
445 | |
493 | |
1064 | |
1073 | |
1094 | |
1113 | |
1119 | |
1127 | |
1135 | |
1147 | |
1150 | |
1167 | |
1171 | |
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Términos y frases comunes
agency agreement amended amount application assets authorized balance bank holding company bank's Board of Governors broker business days cash certificate clude collateral computed consumer consumer's convertible security copies corporation creditor curities dealer debit depository institution director disclosure electronic fund transfer equity securities exempt extended extension of credit Federal Reserve Act Federal Reserve Bank Federal Reserve System filed financial institution foreign bank income interest investment issued issuer Item lease lessor liability located maturity maximum loan value member bank ment notice obligation option paragraph payable payment percent period person prior proxy purchase purpose pursuant quired registered Regulation Regulation Q request required reserves rity savings deposits secu securities exchange security holders shares solicitation specified subject bank subsidiaries sumer tender offer term thereof tion transaction transaction accounts United voting withdrawal
Pasajes populares
Página 108 - Statement, form of proxy, notice of meeting, or other communication, written or oral, containing any statement that, at the time and in the light of the circumstances under which it is made, is false or misleading with respect to any material fact, or that omits to state any material fact necessary in order to make the statements therein not false or misleading...
Página 155 - equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the...
Página 455 - Board after due notice and opportunity for hearing has determined (by order or regulation) to be so closely related to banking or managing or controlling banks as to be a proper incident thereto.
Página 364 - No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities...
Página 85 - ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract...
Página 305 - The total obligations to any national banking association of any person, copartnership, association, or corporation shall at no time exceed 10 per centum of the amount of the capital stock of such association actually paid in and unimpaired and 10 per centum of its unimpaired surplus fund. The term 'obligations...
Página 309 - branch' as used in this section shall be held to include any branch bank, branch office, branch agency, additional office, or any branch place of business located in any State or Territory of the United States or in the District of Columbia at which deposits are received, or checks paid, or money lent.
Página 87 - ... directly or indirectly receives in consideration of services or property or both services and property 10 percent or more of any class of securities of the bank or 10 percent or more of the proceeds from the sale of any class of such securities.
Página 134 - ... (A) the background and identity of all persons by whom or on whose behalf the purchases have been or are to be effected; (B) the source and amount of the funds or other consideration used or to be used in making the purchases...
Página 85 - ... associate" used to indicate a relationship with any person, means (1) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar...