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" any stock or similar security; or any security convertible, with or without consideration, Into such a security; or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the... "
The Code of Federal Regulations of the United States of America - Página 359
1973
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...any renewal thereof the maturity of which is likewise mited. (11) The term " equity security " means any stock or similar security; or any security convertible,...warrant or right to subscribe to or purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...any renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible,...warrant or right to subscribe to or purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to...
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Investigation of Concentration of Economic Power: Monograph

United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 páginas
...whether an officer (giving title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible...warrant or right to subscribe to or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...any renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means hapter, to prescribe the form or forms in which information...document filed with the Commission shall be set fo security; or any such warrant or right; or any other security which the Commission shall deem to be...
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The Code of Federal Regulations of the United States of America

1970 - 540 páginas
...In most cases, debt securities Issued by banks need not be registered pursuant to section 12(g) of the Securities Exchange Act; the registration requirements...warrant or right to subscribe to or purchase such a ¡security; or any such warrant or right; or •any other security which the (Board) shall •deem...
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The Code of Federal Regulations of the United States of America

1971 - 592 páginas
...In most cases, debt securities Issued by banks need not be registered pursuant to section 12(g) of the Securities Exchange Act; the registration requirements...warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the (Board) shall deem to be of...
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Code of Federal Regulations: 1949-1984

1969 - 820 páginas
...be registered pursuant to sectIon 12(g) of the Securities Exchange Act; the registration requirement of that sectIon apply only to an “equity security”....warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the Corporation shall deem to be...
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The Code of Federal Regulations of the United States of America

1970 - 536 páginas
...Exchange Act; the registration requirements of that section apply only to an "equity § 335.46 § 335.47 security". The term "equity security" is defined by...warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the Corporation shall deem to be...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1971 - 600 páginas
...requirements of that section apply only to an "equity security". The term "equity security" is denned by section 3(a) (11) of the Act to mean "any stock...warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the (Board) shall deem to be of...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1974 - 786 páginas
...requirements of that section apply only to an "equity security". The term "equity security" Is denned by section 3(a) (11) of the Act to mean "any stock...warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the (Board) shall deem to be of...
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