| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 páginas
...welfare of the business in which we operate. It is also our purpose to provide a medium through which our membership may be enabled to confer, consult, and...agencies in the solution of problems affecting investors and the public as well as our business, so we naturally welcomed the opportunity to participate with... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 376 páginas
...welfare of the business in which we operate. It is also our purpose to provide a medium through which our membership may be enabled to confer, consult, and...agencies in the solution of problems affecting investors and the public as well as our business, so we naturally welcomed the opportunity to participate with... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 páginas
...of Federal and State securities laws. The certificate of incorporation also requires the association to provide — a medium through which its membership...the investment banking and securities business. The functions and activities of the association constitute an integral part of the Federal system of securities... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1963 - 550 páginas
...of Federal and State securities laws. The certificate of incorporation also requires the association to provide a medium through which its membership may...governmental and other agencies in the solution of problemsaffecting investors, the public, and the investment banking and securities business. The functions... | |
| United States. Securities and Exchange Commission. Special Study of Securities Markets - 1963 - 1008 páginas
...observance of Federal and State securities laws and (2) provide a medium through which its membership may confer, consult, and cooperate with governmental and...agencies in the solution of problems affecting investors, and the securities business. Pie then mentioned that in pursuing these objectives, the association... | |
| United States. Congress. House. Committee on the District of Columbia - 1964 - 174 páginas
...Federal and State securities laws." The certificate of incorporation also requires the association to provide "a medium through which its membership...the investment banking and securities business." The functions and activities of the association constitute an integral part of the Federal system of securities... | |
| United States. Congress. Senate. Committee on the District of Columbia - 1964 - 414 páginas
...Federal and State securities laws." The certificate of incorporation also requires the association to provide "a medium through which its membership...and the investment banking and securities business." As pointed out in report No. 1102 of the House of Representatives, 88th Congress, 2d session, on HR... | |
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