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" To provide a medium through which its membership may be enabled to confer, consult, and cooperate with governmental and other agencies in the solution of problems affecting investors, the public, and the investment banking and securities business... "
To Permit National Banks to Underwrite and Deal in "revenue Bonds": Hearings ... - Página 149
por United States. Congress. House. Banking and Currency Committee - 1965 - 196 páginas
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Proposed Amendments to the Securities Act of 1933 and to the Securities ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 páginas
...welfare of the business in which we operate. It is also our purpose to provide a medium through which our membership may be enabled to confer, consult, and...agencies in the solution of problems affecting investors and the public as well as our business, so we naturally welcomed the opportunity to participate with...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volumen1

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 376 páginas
...welfare of the business in which we operate. It is also our purpose to provide a medium through which our membership may be enabled to confer, consult, and...agencies in the solution of problems affecting investors and the public as well as our business, so we naturally welcomed the opportunity to participate with...
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Organization and Operation of the Small Business ..., Volúmenes1-2

United States. Congress. House. Select Committee on Small Business. Subcommittee No. 1 - 1959 - 422 páginas
...business of companies operating under the authority of the Small Business Investment Act of 1958 ; (2) To provide a medium through which its membership may...other agencies in the solution of problems affecting the membership ; (3) To promote and maintain high standards of conduct in the transaction of the business...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 páginas
...of Federal and State securities laws. The certificate of incorporation also requires the association to provide — a medium through which its membership...the investment banking and securities business. The functions and activities of the association constitute an integral part of the Federal system of securities...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 550 páginas
...of Federal and State securities laws. The certificate of incorporation also requires the association to provide a medium through which its membership may...governmental and other agencies in the solution of problemsaffecting investors, the public, and the investment banking and securities business. The functions...
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Report, Volumen4

United States. Securities and Exchange Commission. Special Study of Securities Markets - 1963 - 1008 páginas
...observance of Federal and State securities laws and (2) provide a medium through which its membership may confer, consult, and cooperate with governmental and...agencies in the solution of problems affecting investors, and the securities business. Pie then mentioned that in pursuing these objectives, the association...
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Regulating the Sale of Securities: Hearing Before Subcommittee 2 of the ...

United States. Congress. House. Committee on the District of Columbia, United States. Congress. House. Committee on the District of Columbia. Subcommittee No. 2 - 1964 - 182 páginas
...Federal and State securities laws." The certificate of incorporation also requires the association to provide "a medium through which its membership...the investment banking and securities business." The functions and activities of the association constitute an integral part of the Federal system of securities...
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Regulating the Sale of Securities: Hearing...88-1...May 2, 1963

United States. Congress. House. Committee on the District of Columbia - 1964 - 174 páginas
...Federal and State securities laws." The certificate of incorporation also requires the association to provide "a medium through which its membership...the investment banking and securities business." The functions and activities of the association constitute an integral part of the Federal system of securities...
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Hearings, Reports and Prints of the Senate Committee on the District of Columbia

United States. Congress. Senate. Committee on the District of Columbia - 1964 - 414 páginas
...Federal and State securities laws." The certificate of incorporation also requires the association to provide "a medium through which its membership...and the investment banking and securities business." As pointed out in report No. 1102 of the House of Representatives, 88th Congress, 2d session, on HR...
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District of Columbia Securities Act: Hearings Before the Subcommittee on the ...

United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on the Judiciary - 1964 - 148 páginas
...Federal and State securities laws." The certificate of incorporation also requires the association to provide "a medium through which its membership...and the investment banking and securities business." As pointed out in report No. 1102 of the House of Representatives, 88th Congress, 2d session, on HR...
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