Bank Insider Activities: Insider Problems and Violations Indicate Broader Management Deficiencies : Report to Congressional RequestersThe Office, 1994 - 140 páginas |
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Página 1
... Deposit Insurance Corporation . We are also sending copies to members of the banking committees , interested committees and subcommittees , and other interested parties . This report was prepared under the direction of Mark J. Gillen ...
... Deposit Insurance Corporation . We are also sending copies to members of the banking committees , interested committees and subcommittees , and other interested parties . This report was prepared under the direction of Mark J. Gillen ...
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... Deposit Insurance Corporation ( FDIC ) , Office of the Comptroller of the Currency ( OCC ) , and the Federal Reserve System - are each responsible for supervising a portion of the almost 12,000 banks in the United States . Their ...
... Deposit Insurance Corporation ( FDIC ) , Office of the Comptroller of the Currency ( OCC ) , and the Federal Reserve System - are each responsible for supervising a portion of the almost 12,000 banks in the United States . Their ...
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... deposits in commercial and saving banks , were estimated to be $ 5.4 billion , or about 55 percent of total losses , during the 2 - year period . The assets of these 175 banks totaled $ 33.7 billion , or about 43 percent , of the total ...
... deposits in commercial and saving banks , were estimated to be $ 5.4 billion , or about 55 percent of total losses , during the 2 - year period . The assets of these 175 banks totaled $ 33.7 billion , or about 43 percent , of the total ...
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... Deposit Insurance Corporation Appendix IX : Comments From the Federal Reserve System Appendix X : Major Contributors to This Report Table 1.1 : Insiders as Defined by Regulation O Tables Table 2.1 : Most Common Reasons Cited by FDIC ...
... Deposit Insurance Corporation Appendix IX : Comments From the Federal Reserve System Appendix X : Major Contributors to This Report Table 1.1 : Insiders as Defined by Regulation O Tables Table 2.1 : Most Common Reasons Cited by FDIC ...
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... Deposit Insurance Corporation Federal Deposit Insurance Corporation Improvement Act of 1991 Financial Institutions Reform , Recovery and Enforcement Act of 1989 Federal Reserve Act Liquidation Asset Management Information System ...
... Deposit Insurance Corporation Federal Deposit Insurance Corporation Improvement Act of 1991 Financial Institutions Reform , Recovery and Enforcement Act of 1989 Federal Reserve Act Liquidation Asset Management Information System ...
Términos y frases comunes
addition assets bank boards bank directors bank examination Bank Failures bank management banking agencies banking laws banks failed banks that failed Banks With Insider board of directors call report CAMEL rating capital and unimpaired Contributed to Bank corrective actions Credit Union Evident in Open examination findings examiners cited executive officers extension of credit extent of insider failed and open failed banks failed in 1990 FDIC investigators Federal bank regulator federal examiners federal regulators Federal Reserve Act Federal Reserve System Identify Insider Problems insider abuse insider activities insider fraud insider lending insider loans Insider Problems Frequently insider transactions laws and regulations loan losses loans to insiders management and board management problems member bank odds ratios open banks overdraft percent policies post-failure enforcement actions preferential terms principal shareholders Problems Frequently Contributed Regulation O violations related interests safety and soundness small banks Supervision unimpaired surplus
Pasajes populares
Página 97 - ... the acquisition by a bank of any check deposited In or delivered to the bank in the usual course of business unless it results in the carrying of a cash item for...
Página 97 - ... organization or (ii) foreclosure on collateral or similar proceeding for the protection of the bank: Provided, That such indebtedness is not held for a period of more than three years from the date of the acquisition, subject to extension by the appropriate Federal banking agency for good cause...
Página 97 - ... or to any such indebtedness to his own bank that involves prior individual clearance or approval by the bank other than for the purpose of determining whether his participation in the arrangement is authorized or whether any dollar limit under the arrangement has been or would be exceeded.
Página 1 - Chairman of the Board of Governors of the Federal Reserve System; the Comptroller of the Currency; and the...
Página 98 - Any Federal reserve bank may make advances for periods not exceeding fifteen days to its member banks on their promissory notes secured by the deposit or pledge of bonds, notes, certificates of indebtedness, or Treasury bills of the United States...
Página 95 - ... otherwise than in the capacity of a director, in major policy-making functions of the bank...
Página 95 - The officer has an official title, (2) the title designates the officer an assistant, or (3) the officer is serving without salary or other compensation.1 The chairman of the board, the president, every vice president, the cashier, the secretary, and the treasurer of a company or bank are considered...
Página 118 - Comments From the Office of the Comptroller of the Currency Note: GAO comments supplementing those in the report text appear at the end of this appendix.
Página 99 - ... of these persons and (b) specify the amount and terms of each extension of credit by the member bank to these persons and to their related interests. Each member bank shall request at least annually that each executive officer, director, or principal shareholder of the member bank identify the related interests of that person.
Página 97 - ... unless the extension of credit: (1) Is made on substantially the same terms, including interest rates and collateral, as those prevailing at the time for comparable transactions by the bank with other persons that are not covered by this part and who are not employed by the bank, and (2...