The Role of Independent Directors After Sarbanes-OxleyAmerican Bar Association, 2007 - 173 páginas This book is intended to provide independent directors and their advisors with an understanding of the primary legal and governance issues that have evolved in the corporate governance environment since the passage of the Sarbanes-Oxley Act in 2002. The text on the accompanying CD-ROM sourcebook offers hypertext linked footnotes to direct lawyers (or interested non-lawyers) to legal source material. |
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Página iii
... Relationship to Auditor 17 C. Compensation Committee Interlocks 17 D. Vendor / Customer Relationship 18 E. Family Relationship 19 F. Charity Relationship 19 Chapter 2 I. II . G. Affiliated Person 20 III . Other Independence Issues 21.
... Relationship to Auditor 17 C. Compensation Committee Interlocks 17 D. Vendor / Customer Relationship 18 E. Family Relationship 19 F. Charity Relationship 19 Chapter 2 I. II . G. Affiliated Person 20 III . Other Independence Issues 21.
Página iv
... Relationships 24 E. Special Litigation Committee 24 IV . Further Independence Recommendations 25 Conclusion 25 V. Chapter 3 I. II . Fiduciary Duties , Director Liability , and the Evolving Corporate Governance Standards 27 Introduction ...
... Relationships 24 E. Special Litigation Committee 24 IV . Further Independence Recommendations 25 Conclusion 25 V. Chapter 3 I. II . Fiduciary Duties , Director Liability , and the Evolving Corporate Governance Standards 27 Introduction ...
Página xiv
... on the Attorney - Client Relationship , A Public Commentary , November 18 , 2003 ( " At Every Peril " ) Council of Institutional Investors Corporate Gover- nance Policies , Council of Institutional Investors ( updated April xiv Contents.
... on the Attorney - Client Relationship , A Public Commentary , November 18 , 2003 ( " At Every Peril " ) Council of Institutional Investors Corporate Gover- nance Policies , Council of Institutional Investors ( updated April xiv Contents.
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Contenido
State | 1 |
Issues for Independent Directors | 4 |
Cases | 6 |
Brincat 722 A 2d 5 9 Del 1998 | 9 |
Director Independence | 13 |
SEC Release 338180 January 24 2003 | 14 |
E Family Relationship | 19 |
AIG 2nd Cir 2006 | 24 |
Carlton Investments v TLC Beatrice 1997 Del | 94 |
The Shareholders Role in Governance | 99 |
Loft Inc 5 A 2d 503 510 Del 1939 | 101 |
Ernst Maug What is the Function of the Shareholder | 107 |
Harrahs Entmt Inc v JCC Holding Co 802 A | 110 |
Institutional Shareholder Services Analysis of Syman | 115 |
The Impact of Gatekeeper Regulation | 125 |
SEC Speech SEC Commissioner Harvey J Gold | 126 |
Fiduciary Duties Director Liability and | 27 |
Elster 160 A 2d 731 Del 1960 | 32 |
Household International Inc 490 A | 33 |
Bayless Manning The Business Judgment Rule | 36 |
Eisner In re Walt Disney Co Derivative | 39 |
Other Material | 46 |
Statutes | 47 |
Ronald E Berenbeim The Enron Ethics Breakdown | 55 |
Regulations SEC Forms and Stock Exchange Rules | 57 |
Committees | 61 |
SEC Release 3453677 File No PCAOB200601 | 68 |
SEC Release No 338655 2006 Compensation | 83 |
Rosen Resistances to Reforming Corporate Gover | 92 |
In re Cady Roberts 40 SEC 907 1961 Cady | 128 |
Smyth No 0411985 2005 U S App LEXIS | 136 |
SEC Release 338150 2002 First Part 205 | 142 |
In Re McKesson HBOC Securities Litigation March | 144 |
SEC Part 205 2 | 145 |
Securities Trading Obligations of Independent | 147 |
Texas Gulf Sulphur 258 F Supp 262 | 149 |
SEC Forms | 162 |
167 | |
169 | |
About the Author 173 | |
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accounting actions adopted amended approval attorney audit committee auditor board of directors business judgment rule bylaw CalPERS code of ethics committee charter company's compensation committee compliance consider corporate governance Corporation Law Sec corporation's cumulative voting decisions Delaware General Corporation Derivative Litigation direc disclose disclosure disinterested directors duty of loyalty employees enforcement Enron ensure establish evaluate Exchange Act executive compensation fiduciary duty financial statements Form 8-K gatekeeper implementing independent directors individual insider institutional investors Institutional Shareholder issues Item majority vote standard material matters Mesa Petroleum Co NASDAQ Rule nominating committee NYSE and NASDAQ NYSE Rule obligations officer plans plurality voting poison pill porate proxy statement public company QLCC response SEC Regulation S-K SEC Release SEC Rule SEC Schedule 14A SEC's securities laws shareholder proposals shares significant SOX Section special litigation committee specific TIAA-CREF tion tors violation waiver whistleblower