 | United States. Securities and Exchange Commission - 1940 - 1176 páginas
...before or after such date for a period exceeding 2 years has continuously been and thereafter remains, directly or Indirectly, the beneficial owner of 10 percent or more of the outstanding voting securities of a public utility company or holding company, if after January... | |
 | United States. Securities and Exchange Commission - 1943 - 1160 páginas
...before or after such date for a period exceeding two years has continuously been and thereafter remains, directly or Indirectly, the beneficial owner of 10 percent or more of the outstanding voting securities of a public utility company or holding company, If after January... | |
 | United States. Congress. House. Interstate and foreign commerce - 1943 - 310 páginas
...corporation or organization (other than the issuer) of which such person is an officer or partner or directly or indirectly the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1944 - 310 páginas
...corporation or organization (other than the issuer) of which such person is an officer or partner or directly or indirectly the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which... | |
 | 1998 - 784 páginas
...Associate means (1) a corporation, venture or organization of which such person is a general partner or is, er. The Commission may also by informal written notice require the filing of other financial statemen (11) any trust or other estate In which such person has a substantial beneficial interest or for which... | |
 | 1999 - 944 páginas
...a majority owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10...percent or more of any class of equity securities; (2) Any trust or other estate in which such person has a substantial beneficial interest or as to which... | |
 | 1982 - 448 páginas
...directly or indirectly, either alone or together with one or more members of his immediate family, the beneficial owner of 10 percent or more of any class of equity securities, (2) Any trust or other estate in which such person has a substantial beneficial interest or as to which... | |
 | 1992 - 468 páginas
...directly or indirectly, either alone or together with one or more members of his immediate family, the beneficial owner of 10 percent or more of any class of equity securities, (2) Any trust or other estate in which such person has a substantial beneficial interest or as to which... | |
 | 1982 - 884 páginas
...institution is an officer or partner or is, directly or indirectly either alone or with his spouse, the owner of 10 percent or more of any class of equity securities or the owner with other directors, officers, and controlling persons of such institution and their... | |
 | 1979 - 1804 páginas
...is, directly or indirectly, the beneficial § 230.405 Title 17 — Commodity and Securities Exchanges owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which... | |
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associate" used to indicate a relationship with any person, means (1) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly,... 
