Small Business Investment Program: Hearings Before the Select Committee on Small Business, House of Representatives, Eighty-eighth Congress, Second Session, Pursuant to H. Res. 13 ... Washington, D. C., March 17 and 18, 1964U.S. Government Printing Office, 1964 - 243 páginas |
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Resultados 1-5 de 32
Página 7
... persons transactions and possible conflicts of interest or self dealings . 7. Some provision for protecting the small portfolio companies and the small stockholders of the public SBIC's . Control through the purchase of blocks of SBIC ...
... persons transactions and possible conflicts of interest or self dealings . 7. Some provision for protecting the small portfolio companies and the small stockholders of the public SBIC's . Control through the purchase of blocks of SBIC ...
Página 14
... person . It was so thinly spread . Now , there were some people that had several thousand shares but in the initial offering there weren't any large stockholders . It was well distributed and it was a risk proposition and I think most ...
... person . It was so thinly spread . Now , there were some people that had several thousand shares but in the initial offering there weren't any large stockholders . It was well distributed and it was a risk proposition and I think most ...
Página 18
... person from borrowing or having anything to do with it . In other words , we put it in the bylaws before SBA was thinking about the rule . But it seems to me that it ought to be more specific and SBA ought to have some veto power ...
... person from borrowing or having anything to do with it . In other words , we put it in the bylaws before SBA was thinking about the rule . But it seems to me that it ought to be more specific and SBA ought to have some veto power ...
Página 19
... persons named in the enclosed form of proxy to vote such proxy for the election of the following 15 persons as directors of the company . In case any of the nominees named SMALL BUSINESS INVESTMENT PROGRAM 19.
... persons named in the enclosed form of proxy to vote such proxy for the election of the following 15 persons as directors of the company . In case any of the nominees named SMALL BUSINESS INVESTMENT PROGRAM 19.
Página 20
... persons named in the proxy will have the right to use their discretions to vote for a substitute . The first column ... person elected as an officer or director of a small business investment company is subject to approval of the Small ...
... persons named in the proxy will have the right to use their discretions to vote for a substitute . The first column ... person elected as an officer or director of a small business investment company is subject to approval of the Small ...
Términos y frases comunes
amended Amount 1 Number applications approval bank believe ber Amount BEZANSON borrowers BURLAGE Business Investment Act business investment companies Capital Southwest capital stock Cedar Rapids CHAIRMAN committee CONGRESS convertible debentures DAVIS debentures debt securities directors disbursed effective interest rate financing Fiscal FOLEY funds GBIC going growth Growth Capital Growth Investment Gulf-Southwest HARVEY industry insider sales insider trading interest rate Investment Corp investors June 30 KELLEY loans and debt loss McCURRACH ment merger million MITCHELL MULTER Number Amount officers operation outstanding pany portfolio companies PRATT president problem profit proposed proxy fight PUETT purchase real estate record registered investment company regulations repurchasing ROBISON RUVELSON sales were reported SBI Corp SBIC program SBIC's self-dealing Small Business Administration small business concerns small business investment Southeastern Capital Corp statement stockholders surplus testimony Texas Capital tion Total transactions Tsui underwriting Virginia Capital Corp
Pasajes populares
Página 208 - Any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting stock or shares of any organization and such organization ; and (6) Two or more persons directly or indirectly controlling, controlled by or under common control with, any person.
Página 212 - Act, as amended, is amended — ( 1 ) by striking out the period at the end of "paragraph (5) "and inserting in lieu thereof "; and"; and (2) by adding after paragraph (5) a new paragraph as follows: "(6) to make such loans (either directly or in cooperation with banks or other lending institutions through agreements to participate on an immediate or deferred basis) as the Administration may determine to be necessary or appropriate to assist...
Página 41 - Item 5— Signature. The statement shall be dated and signed in the following manner: I certify that the statements made in this statement are true, complete, and correct, to the best of my knowledge and belief. (Date) (Signature of participant or authorized representative) Instruction.
Página 44 - associate" used to indicate a relationship with any person, means (1) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as...
Página 207 - Commission shall grant such application and issue such order of exemption if evidence establishes that — (1) the terms of the proposed transaction, including the consideration to be paid or received, are reasonable and fair and do not involve overreaching on the part of any person concerned...
Página 207 - ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
Página 42 - ... of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into, and giving the details thereof.
Página 213 - Such companies may invest funds not reasonably needed for their current operations in direct obligations of, or obligations guaranteed as to principal and interest by the United States, or in insured savings accounts (up to the amount of the insurance) in any institution the accounts of which are insured by the Federal Savings and Loan Insurance Corporation.
Página 143 - The committee will stand in recess until 2 o'clock this afternoon. [Whereupon, at 12 :45 pm, the committee recessed, to reconvene at 2 pm, the same day.] AFTERNOON SESSION The CHAIRMAN.
Página 42 - State the amount of each class of securities of the bank that you own of record but not beneficially. (c) State with respect to the securities specified in (a) and (b) the amounts acquired within the past 2 years, the dates of acquisition and the amounts acquired on each date. (d) If any part of the purchase price or market value of any of the shares specified in paragraph (c) is represented by funds borrowed or otherwise obtained for the purpose of acquiring or holding such securities, so state...