Investigation of Lincoln Savings & Loan Association: Hearings Before the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred First Congress, First Session ....U.S. Government Printing Office, 1989 |
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accounting action AFC's AFLS agency AMCOR American Continental Corporation Arthur Young assets attorneys audit believe BREEDEN California CARPER cash cease and desist Chairman Charles Keating CLERK Commission Commission's committee concern conservatorship debentures director disclosure Dochow documents Estrella exam examination Exchange Act fact FDIC Federal Home Loan filed financial statements firm FSLIC funds going hearing Hidden Valley Home Loan Bank institution insured investigation investment issue junk bond KANJORSKI Keating Kenneth Leventhal Kevin O'Connell LAFALCE LEACH Lincoln Savings Lindner Loan Association Loan Bank Board meeting memorandum ment million partner PELOSI person portfolio management purchased question real estate regulators regulatory response risk rules San Francisco District Sanders & Dempsey Savings and Loan SCHUMER securities sell Smuzynski staff STEWART subpoena subsidiaries supervision testimony Thank thrift tion told VENTO Wall Washington witnesses WYLIE
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Página 243 - Government securities; and (B) Not more than 25 percent of the value of It8 total assets Is represented by securities (other than those includible under subparagraph (A) ) for purposes of this calculation limited In respect of any one Issuer to an amount not greater in value than 5 percent of the value of the total assets of the trust and to not more than 10 percent of the outstanding voting securities of such Issuer.
Página 237 - Building, at the hour of 10 am, then and there to testify touching matters of inquiry committed to said committee; and he is not to depart without leave of said committee. Herein fail not, and make return of this summons "Witness my hand and the seal of the House of Representatives of the United States, at the city of Washington, this 23d day of January 1947. "J. PABNELL THOMAS, Chairman. "Attest: "JOHN ANDREWS, Clerk.
Página 95 - These securities have not been approved or disapproved by the Securities and Exchange Commission nor has the Commission passed upon the accuracy or adequacy of this prospectus. Any representation to the contrary Is a criminal offense.
Página 163 - broker" means any person engaged in the business of effecting transactions in securities for the account of others, but does not include a bank.
Página 309 - Do you solemnly swear or affirm that the testimony you are about to give before this committee is the truth, the whole truth, and nothing but the truth, so help you, God?
Página 97 - ... did not know, and in the exercise of reasonable care could not have known, of such untruth or omission...
Página 174 - ... (A) make and keep books, records, and accounts, which, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the issuer; and (B) devise and maintain a system of internal accounting controls sufficient to provide reasonable assurances...
Página 143 - Witness my hand and the seal of the House of Representatives of the United States, at the city of Washington, this 6th day of April 1934.
Página 153 - To order the making of private investigations pursuant to section 21 (a) of the Securities Exchange Act of 1934...
Página 355 - ... determines that such evidence or testimony may tend to defame, degrade, or incriminate any person; and (B) the committee shall proceed to receive such testimony in open session only if a majority of the members of the committee, a majority being present, determine that such evidence or testimony will not tend to defame, degrade, or incriminate any person.