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" ... trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative of such spouse, who has the same home as such person or who is a director or officer of the bank or any of its parents or subsidiaries. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 318
1986
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1970 - 166 páginas
...estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3)...such person or who is a director or officer of the issuer or any of its parents or subsidiaries. Information Statement. The term "information statement"...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 páginas
...substantial beneficial interest or as to which iuch person serves as trustee or in a similar fiduciiry capacity, and (3) any relative or spouse of such person,...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1997 - 654 páginas
...Any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as a trustee or in a similar fiduciary...of the bank or any of its parents or subsidiaries. (f) Audit (or examination). The term audit (or examination), when used in regard to financial statements,...
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The Code of Federal Regulations of the United States of America

1993 - 680 páginas
...such person has a substantial beneficial interest or as to which such 12 CFR Ch. Ill (1-1-93 Edition) person serves as a trustee or in a similar fiduciary...of the bank or any of its parents or subsidiaries. (f ) Audit (or examination). The term audit (or examination), when used in regard to financial statements,...
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The Code of Federal Regulations of the United States of America

1971 - 592 páginas
...estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3)...of the bank or any of its parents or subsidiaries. (e) The term "charter" includes articles of incorporation, declarations of trust, articles of association...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1981 - 1486 páginas
...estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3)...of the bank or any of its parents or subsidiaries. (e) The term "charter" includes articles of incorporation, declarations of trust, articles of association...
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The Code of Federal Regulations of the United States of America

1971 - 660 páginas
...sharesAverage per share option price $ $ $ $ $ $ $ $ $ $ $ $ $ 1 1 (!) t or as to which such person serves as trustee or in a similar fiduciary capacity, and (3)...such person or who is a director or officer of the issuer or any of its parents or subsidiaries. (b) Information statement. The term "Information statement"...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1987 - 530 páginas
...person has a substantial benefical interest or as to which such person serves as trustee or in a similar capacity, and (3) any relative or spouse of such person,...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Business development company. The term "business...
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The Code of Federal Regulations of the United States of America

1997 - 734 páginas
...II (4-1-97 Edition) benéfica! interest or as to which such person serves as trustee or in a similar capacity, and (3) any relative or spouse of such person,...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Business development company. The term business development...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1979 - 1462 páginas
...any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as a trustee or in a similar fiduciary...relative of such spouse, who has the same home as in any material transaction to which the bank was, or is to be, a party. These items contain a number...
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