 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...of its securities from a national exchange by the exchange or by the Commission. PROXIES Sax 13. (a) It shall be unlawful for any person by the use of the mails or of any means or instrumentality of transportation or communication in interstate commerce or of any... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...us see what page it is. Mr. PECORA. Page 37 of the printed bill, HK 8720. Mr. UNTEBMYER (reading) : It shall be unlawful for any person, by the use of the malls, to permit the use of his name to solicit any proxy or consent or authorization with respect... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1934 - 604 páginas
...section 13 of the bill, under the caption " Proxies ", and reads as follows : PROXIES SEO. 13. (a) It shall be unlawful for any person by the use of the mails or of any means or instrumentality of transportation or communication in interstate commerce or of any... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1934 - 922 páginas
...of proxies is necessary, we believe the section •iioold be amended so as to rend : "Sue. 12. (a) It shall be unlawful for any person, by the use of the mails »t by any means or instrumentality of interstate commerce or of any facility f any national securities... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...(a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of interstate commerce, or of any facility of any national securities exchange — (1) To effect any fictitious transaction in any security registered on a national... | |
 | United States. Securities and Exchange Commission - 1936 - 1320 páginas
...consent or authorization solicited is traded on a national securities exchange. The Act provides : "It shall be unlawful for any person, by the use of the malls or by any means or Instrumentality of interstate commerce or of any facility of any national... | |
 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...(a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of interstate commerce, or of any facility of any national securities exchange, or for any member of a national securities exchange — (1) For the purpose of creating a false or misleading... | |
 | United States - 1938 - 48 páginas
...(a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of interstate commerce, or of any facility of any national securities exchange, or for any member of a national securities exchange — (1) For the purpose of creating a false or misleading... | |
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It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce... 
