Study of Securities and Exchange Commission: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-second Congress, Second Session, on Powers, Duties, and Functions of Securities and Exchange Commission, Partes1-2U.S. Government Printing Office, 1952 - 1224 páginas |
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Página 17
... Proposed maximum offering price per unit Proposed maximum Amount of aggregate offering registration fee price GENERAL INSTRUCTIONS A. Rule as to Use of Form S - 1 Form S - 1 shall be used for registration under the Securities Act of ...
... Proposed maximum offering price per unit Proposed maximum Amount of aggregate offering registration fee price GENERAL INSTRUCTIONS A. Rule as to Use of Form S - 1 Form S - 1 shall be used for registration under the Securities Act of ...
Página 19
... proposed expenditures are not to be given ; for ex- ample , there need be furnished only a brief outline of any program of construction on or addition of equipment . 2. Include a statement as to the use of the actual proceeds if they ...
... proposed expenditures are not to be given ; for ex- ample , there need be furnished only a brief outline of any program of construction on or addition of equipment . 2. Include a statement as to the use of the actual proceeds if they ...
Página 34
... proposed newspaper prospectus , in the size and form in which it is intended to be published , shall be filed with the Commission at least three business days before definitive copies thereof are submitted to the newspaper , magazine ...
... proposed newspaper prospectus , in the size and form in which it is intended to be published , shall be filed with the Commission at least three business days before definitive copies thereof are submitted to the newspaper , magazine ...
Página 60
... proposed actions which may constitute violations and to refer to the Department of Justice information regarding acts or practices which may form the basis for criminal proceedings . Finally , section 20 provides that the Commission may ...
... proposed actions which may constitute violations and to refer to the Department of Justice information regarding acts or practices which may form the basis for criminal proceedings . Finally , section 20 provides that the Commission may ...
Página 66
... proposed plant and equipment expenditures showing what business has spent and what it proposes to spend in coming periods on plant and equipment . Of equal importance in measuring economic activity is our series on the volume and ...
... proposed plant and equipment expenditures showing what business has spent and what it proposes to spend in coming periods on plant and equipment . Of equal importance in measuring economic activity is our series on the volume and ...
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Términos y frases comunes
accounting firm action amendment American amount application assets attorneys BANE broker-dealer brokers BYRNE capital certified Chairman Chairman HELLER Commissioner Cook Commissioner MCENTIRE Commissioner ROWEN committee common stock Corp corporation correct counsel court Date of order dealers debenture Debtor directors effective Exchange Commission exemption fact filed financial statements fraud Gas & Electric Holding Company Act Injunction issued interest investigation investment company investors issuer Kaiser-Frazer LUND McDONALD ment NASD national securities exchange offering period person Power & Light preferred stock problem proceedings prospectus provides proxy Public Utilities pursuant regional office Registration revoked registration statement regulation release reorganization reports requested rules section 11 Securities Act Securities and Exchange Securities Exchange Act security holders selling shares sold stabilizing staff statute Stock Exchange subsidiaries tion Trading and Exchanges transactions trustee underwriters violation YOHALEM York York Curb Exchange York Stock Exchange
Pasajes populares
Página 560 - ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract...
Página 576 - SEC. 326. Except as otherwise expressly provided, nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or...
Página 382 - ... if and to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
Página 129 - It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce...
Página 675 - ... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
Página 560 - affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified.
Página 560 - material", when used to qualify a requirement for the furnishing of information as to any subject, limits the information required to those matters as to which an average prudent investor ought reasonably to be informed before buying or selling the security registered.
Página 29 - Premiums and discount and expense on securities retired. If any material amount of long-term debt or preferred shares was retired, and if either the retirement was made at a premium or there remained, at the time of retirement, a material amount of...
Página 578 - ... to be determined in the light of all the facts and circumstances surrounding the applicant's entire operations.