Study of Securities and Exchange Commission: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-second Congress, Second Session, on Powers, Duties, and Functions of Securities and Exchange Commission, Partes1-2U.S. Government Printing Office, 1952 - 1224 páginas |
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Página 3
... American system of private capital and democracy was to survive . Between 1920 and 1933 , approximately $ 50,000,000,000 of new issues were sold to American investors , of which some $ 25,000,000,000 or 50 percent had become worthless ...
... American system of private capital and democracy was to survive . Between 1920 and 1933 , approximately $ 50,000,000,000 of new issues were sold to American investors , of which some $ 25,000,000,000 or 50 percent had become worthless ...
Página 7
... American investors against the blatant securities frauds which have been emanating in recent years from Canada , more specifically from the Province of Ontario . These are the very types of frauds which used to be practiced in this ...
... American investors against the blatant securities frauds which have been emanating in recent years from Canada , more specifically from the Province of Ontario . These are the very types of frauds which used to be practiced in this ...
Página 66
... American cor- porate enterprise . Together with the Federal Trade Commission we publish the so - called Quarterly Industrial Financial Reports which show , for many classifica- tions of manufacturing companies , both aggregate and size ...
... American cor- porate enterprise . Together with the Federal Trade Commission we publish the so - called Quarterly Industrial Financial Reports which show , for many classifica- tions of manufacturing companies , both aggregate and size ...
Página 90
... American Institute of Accountants on October 3 , 1950 ? I quote : * But , in order to do satisfactorily a real job of simplifying , condens- ing , and integrating financial presentation in the prospectus , both practicing ac- countants ...
... American Institute of Accountants on October 3 , 1950 ? I quote : * But , in order to do satisfactorily a real job of simplifying , condens- ing , and integrating financial presentation in the prospectus , both practicing ac- countants ...
Página 116
... American Bar Association see Bayne , S. J .. The Tucker Fiasco , 81 America 153 , 155 , 156 ( April 30 , 1949 ) ; see also the further comment and reprint of this article in The SEC , the American Bar Association , and the Tucker Fiasco ...
... American Bar Association see Bayne , S. J .. The Tucker Fiasco , 81 America 153 , 155 , 156 ( April 30 , 1949 ) ; see also the further comment and reprint of this article in The SEC , the American Bar Association , and the Tucker Fiasco ...
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Términos y frases comunes
accounting firm action amendment American amount application assets attorneys BANE broker-dealer brokers BYRNE capital certified Chairman Chairman HELLER Commissioner Cook Commissioner MCENTIRE Commissioner ROWEN committee common stock Corp corporation correct counsel court Date of order dealers debenture Debtor directors effective Exchange Commission exemption fact filed financial statements fraud Gas & Electric Holding Company Act Injunction issued interest investigation investment company investors issuer Kaiser-Frazer LUND McDONALD ment NASD national securities exchange offering period person Power & Light preferred stock problem proceedings prospectus provides proxy Public Utilities pursuant regional office Registration revoked registration statement regulation release reorganization reports requested rules section 11 Securities Act Securities and Exchange Securities Exchange Act security holders selling shares sold stabilizing staff statute Stock Exchange subsidiaries tion Trading and Exchanges transactions trustee underwriters violation YOHALEM York York Curb Exchange York Stock Exchange
Pasajes populares
Página 560 - ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract...
Página 576 - SEC. 326. Except as otherwise expressly provided, nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or...
Página 382 - ... if and to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
Página 129 - It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce...
Página 675 - ... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
Página 560 - affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified.
Página 560 - material", when used to qualify a requirement for the furnishing of information as to any subject, limits the information required to those matters as to which an average prudent investor ought reasonably to be informed before buying or selling the security registered.
Página 29 - Premiums and discount and expense on securities retired. If any material amount of long-term debt or preferred shares was retired, and if either the retirement was made at a premium or there remained, at the time of retirement, a material amount of...
Página 578 - ... to be determined in the light of all the facts and circumstances surrounding the applicant's entire operations.