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TE Testimony of —

Pago

Bane, Baldwin B., Director, Division of Corporation Finance, Securi-

ties and Exchange Commission.

389, 427

Barr, Andrew, Assistant Chief Accountant, Securities and Exchange

Commission.

542

Byrne, Peter T., regional administrator, Securities and Exchange

Commission, New York, N. Y..

687

Cohn, William L., regional administrator, Securities and Exchange

Commission, Denver, Colo.-

733

Coleman, John A., governor, New York Stock Exchange-

879

Cook, Donald C., Vice Chairman, Seourities and Exchange Commis-

sion.

172, 181, 843

Crooks, Richard M., chairman, board of governors, New York Stock

Exchange

879

Funston, G. Keith, president, New York Stock Exchange.

879

Greene, Lawrence M., special adviser, Securities and Exchange Com-

mission.

946

Gray, Edward C., executive vice president, New York Stock Ex-

change

879

King, Earle C., chief accountant, Securities and Exchange Commis-

sion...

542

Loss, Louis, associate general counsel, Securities and Exchange Com-

mission

455

Lund, Anthon H., Director, Division of Trading and Exchanges,
Securities and Exchange Commission.

605, 635

Mann, John J., chairman, board of governors, New York Curb Ex-

change

820, 840

McCormick, Edward T., president, New York Curb Exchange-

785, 840
McDonald, Hon. Harry A., Chairman, Securities and Exchange Com-
mission, accompanied by Alfred Hill, executive assistant

9, 43, 56
McEntire, Richard B., Commissioner, Securities and Exchange Com-

mission, accompanied by Arden L. Andresen, attorney, Office of
General Counsel

84, 103, 313, 349

Millonzi, Robert I., Commissioner, Securities and Exchange Com-

mission.

915

Rowen, Paul R., Commissioner, Securities and Exchange Commis-

sion, accompanied by Harry Heller, Assistant Director, Division

of Corporate Finance, and Arden Andresen, Office of General

Counsel

259, 365

Solomon, Frederic, assistant general counsel, Board of Governors,
Federal Reserve System..

857

Yohalem, Morton E., Director, Division of Public Utilities, Securities

and Exchange Commission

761, 939, 948

Additional information submitted for the record by-

Bane, Baldwin B.:

Backlog of pending reports as of December 31, 1951.

399

Division of Corporation Finance

389

Monthly reports from Grace G. Clawson to Mr. Clifton regarding

filings under regulation A for the 2 years ended December
1951.,

445–452

Number and dollar amount involved in filings with the Commis-

sion pursuant to regulation A during five fiscal years ended

June 30, 1951.-.

442

Number of effective registration statements against which

proceedings were authorized under sections 8 (d) and 8 (e)
during period July 1, 1945, to June 30, 1951...

426

Number of prospectus s filed pursuant to section 10 (b) (1) of

the Securities Act of 1933..

416

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