TE Testimony of —
Bane, Baldwin B., Director, Division of Corporation Finance, Securi-
ties and Exchange Commission.
Barr, Andrew, Assistant Chief Accountant, Securities and Exchange
Byrne, Peter T., regional administrator, Securities and Exchange
Commission, New York, N. Y..
Cohn, William L., regional administrator, Securities and Exchange
Commission, Denver, Colo.-
Coleman, John A., governor, New York Stock Exchange-
Cook, Donald C., Vice Chairman, Seourities and Exchange Commis-
172, 181, 843
Crooks, Richard M., chairman, board of governors, New York Stock
Funston, G. Keith, president, New York Stock Exchange.
Greene, Lawrence M., special adviser, Securities and Exchange Com-
Gray, Edward C., executive vice president, New York Stock Ex-
King, Earle C., chief accountant, Securities and Exchange Commis-
Loss, Louis, associate general counsel, Securities and Exchange Com-
Lund, Anthon H., Director, Division of Trading and Exchanges,
Securities and Exchange Commission.
Mann, John J., chairman, board of governors, New York Curb Ex-
McCormick, Edward T., president, New York Curb Exchange-
McDonald, Hon. Harry A., Chairman, Securities and Exchange Com-
mission, accompanied by Alfred Hill, executive assistant
9, 43, 56
McEntire, Richard B., Commissioner, Securities and Exchange Com-
mission, accompanied by Arden L. Andresen, attorney, Office of
84, 103, 313, 349
Millonzi, Robert I., Commissioner, Securities and Exchange Com-
Rowen, Paul R., Commissioner, Securities and Exchange Commis-
sion, accompanied by Harry Heller, Assistant Director, Division
of Corporate Finance, and Arden Andresen, Office of General
Solomon, Frederic, assistant general counsel, Board of Governors,
Federal Reserve System..
Yohalem, Morton E., Director, Division of Public Utilities, Securities
and Exchange Commission
761, 939, 948
Additional information submitted for the record by-
Bane, Baldwin B.:
Backlog of pending reports as of December 31, 1951.
Division of Corporation Finance
Monthly reports from Grace G. Clawson to Mr. Clifton regarding
filings under regulation A for the 2 years ended December
Number and dollar amount involved in filings with the Commis-
sion pursuant to regulation A during five fiscal years ended
June 30, 1951.-.
Number of effective registration statements against which
proceedings were authorized under sections 8 (d) and 8 (e)
during period July 1, 1945, to June 30, 1951...
Number of prospectus s filed pursuant to section 10 (b) (1) of
the Securities Act of 1933..