If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading... Decisions and Reports - Página 203por United States. Securities and Exchange Commission - 1960Vista completa - Acerca de este libro
| United States. Federal Trade Commission - 1933 - 878 páginas
...statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading, the Commission may, after notice and opportunity for hearing, issue a stop order suspending the effectiveness of the registration statement... | |
| United States. Securities and Exchange Commission - 1963 - 1134 páginas
...appears to the Commission at any time that a registration statement contains an untrue statement of a material fact or omits to state any material fact required to be stated Registration statements: Filed Prior to July 1, 1963 July 1, 1963 to June 30, 1964 Total June 30. 1964... | |
| United States. Supreme Court - 1936 - 1044 páginas
...statement shall be the twentieth day after the filing thereof, except as hereinafter provided, . . . "(d) If it appears to the Commission at any time that the...material fact or omits to state any material fact 1 Opinion of the Court. required to be stated therein or necessary to make the statements therein not... | |
| United States. Securities and Exchange Commission - 1936 - 1320 páginas
...registration •Utement If the Commission finds that such statement "Includes any untrue statements of a material fact or omits to state any material fact required to be stated therein or necessary to make tbe statements therein not misleading.") On November 4 and 6 intensive amendments... | |
| United States. Congress. Senate. Banking and Currency Committee - 1937 - 244 páginas
...conform to the requirements of this Act and the rules and regulations thereunder; (2) the application includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading; (3) any person designated as trustee under... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...requirements of this act and the rules and regulations thereunder; (2) That the declaration or prospectus includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading; (3) That the declarant or, if declarant... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...declaration is effective, if it finds that — (1) Such declaration or the prospectus filed therewith includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading; (2) Any fact exists, a finding as to the... | |
| United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...provisions of this title or any rule, regulation, or order thereunder, makes any untrue statement or a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
| United States. Congress. House. Committee on the Judiciary - 1937 - 226 páginas
...required to be sent, :given, or furnished under subsection (a) (3), makes any untrue statement •of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
| United States. Securities and Exchange Commission - 1940 - 1240 páginas
...registration statement became effective). •Sections 8 (d) and 8 (e) of the Securities Act provide: (d) If it appears to the Commission at any time that the...confirmed telegraphic notice, and after opportunity for hearing (at a time fixed by the Commission) within 15 days after such notice by personal service or... | |
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