Hidden fields
Libros Libros
" If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading... "
Decisions and Reports - Página 203
por United States. Securities and Exchange Commission - 1960
Vista completa - Acerca de este libro

Annual Report of the Federal Trade Commission

United States. Federal Trade Commission - 1933 - 878 páginas
...statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading, the Commission may, after notice and opportunity for hearing, issue a stop order suspending the effectiveness of the registration statement...
Vista completa - Acerca de este libro

Annual Report of the SEC.

United States. Securities and Exchange Commission - 1963 - 1134 páginas
...appears to the Commission at any time that a registration statement contains an untrue statement of a material fact or omits to state any material fact required to be stated Registration statements: Filed Prior to July 1, 1963 July 1, 1963 to June 30, 1964 Total June 30. 1964...
Vista completa - Acerca de este libro

United States Reports: Cases Adjudged in the Supreme Court, Volumen298

United States. Supreme Court - 1936 - 1044 páginas
...statement shall be the twentieth day after the filing thereof, except as hereinafter provided, . . . "(d) If it appears to the Commission at any time that the...material fact or omits to state any material fact 1 Opinion of the Court. required to be stated therein or necessary to make the statements therein not...
Vista completa - Acerca de este libro

Report on the Study and Investigation of the Work, Activities ..., Volúmenes6-8

United States. Securities and Exchange Commission - 1936 - 1320 páginas
...registration •Utement If the Commission finds that such statement "Includes any untrue statements of a material fact or omits to state any material fact required to be stated therein or necessary to make tbe statements therein not misleading.") On November 4 and 6 intensive amendments...
Vista completa - Acerca de este libro

Regulation of Sale Os Securities, Hearing Before a Subcommittee of ...,75-1 ...

United States. Congress. Senate. Banking and Currency Committee - 1937 - 244 páginas
...conform to the requirements of this Act and the rules and regulations thereunder; (2) the application includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading; (3) any person designated as trustee under...
Vista completa - Acerca de este libro

To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...requirements of this act and the rules and regulations thereunder; (2) That the declaration or prospectus includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading; (3) That the declarant or, if declarant...
Vista completa - Acerca de este libro

To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...declaration is effective, if it finds that — (1) Such declaration or the prospectus filed therewith includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading; (2) Any fact exists, a finding as to the...
Vista completa - Acerca de este libro

Legislative Calendar, Volumen53,Parte2

United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...provisions of this title or any rule, regulation, or order thereunder, makes any untrue statement or a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
Vista completa - Acerca de este libro

Conservator in Bankruptcy: Hearing Before the Committee on the Judiciary ...

United States. Congress. House. Committee on the Judiciary - 1937 - 226 páginas
...required to be sent, :given, or furnished under subsection (a) (3), makes any untrue statement •of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen3

United States. Securities and Exchange Commission - 1940 - 1240 páginas
...registration statement became effective). •Sections 8 (d) and 8 (e) of the Securities Act provide: (d) If it appears to the Commission at any time that the...confirmed telegraphic notice, and after opportunity for hearing (at a time fixed by the Commission) within 15 days after such notice by personal service or...
Vista completa - Acerca de este libro




  1. Mi biblioteca
  2. Ayuda
  3. Búsqueda avanzada de libros
  4. Descargar EPUB
  5. Descargar PDF