 No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security (other than commercial paper, bankers...  Decisions and Reports - Página 305por United States. Securities and Exchange Commission - 1960Vista completa - Acerca de este libro
 | United States. Securities and Exchange Commission - 1956 - 926 páginas
...provides: "No broker or dealer shall make use of the malls or of any means or instrumentality of interstate commerce to effect any transaction In, or to Induce...the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 páginas
...nor any other person, shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce...the purchase or sale of, any security (other than commercial paper, bankers' acceptances or commercial bills, or unregistered securities the market in... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1936 - 144 páginas
...market in which is predominantly intrastate and which have not previously been registered or listed) otherwise than on a national securities exchange unless...dealer is registered in accordance with subsection (h) hereof. "(b) A broker or dealer may be registered for the purposes of this section by filing with... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 páginas
...dealer, or any other person, shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce...the purchase or sale of, any security (other than comemrcial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities... | |
 | United States. Congress. House. Committee on Appropriations - 1937 - 1180 páginas
...make use of the mails or of any means or instrumentality of interstate commerce to effect transactions in or to induce the purchase or sale of any security (other than exempted securities) otherwise than on a national securities exchange, unless such broker or dealer... | |
 | United States. Securities and Exchange Commission - 1956 - 716 páginas
...exclusively intrastate) shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction In, or to Induce...the purchase or Sale of, any security (other than an exempt security or commercial paper, bankers' acceptances, or commercial bills) otherwise than on a... | |
 | United States. Securities and Exchange Commission - 1943 - 1160 páginas
...provides: 'No broker or dealer shall make use of the malls or of any means or Instrumentality of Interstate commerce to effect any transaction in, or to Induce...the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1938 - 148 páginas
..."(c) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce...the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities... | |
 | United States. Securities and Exchange Commission - 1953 - 824 páginas
...provides: No broker or dealer shall make use of the malls or of any means or Instrumentality of Interstate commerce to effect any transaction In, or to Induce...the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 páginas
...provides: "No broker or dealer shall make use of the mails or of any means or Instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security (other man commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities... | |
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