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" ... Securities Exchange Act of 1934." NECESSITY FOR REGULATION AS PROVIDED IN THIS TITLE SEC. 2. For the reasons hereinafter enumerated, transactions in securities as commonly conducted upon securities exchanges and over-the-counter markets are affected... "
Proposed Amendments to the Securities Act of 1933 and to the Securities ... - Página 1408
por United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...and over-the-counter markets are affected with a national public interest which makes it necessary to provide for regulation and control of such transactions...commerce, the national credit, the Federal taxing power, toprotect and make more effective the national banking system and Federal Reserve System, and to insure...
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Extension of National Industrial Recovery Act: Hearings...

United States. Congress. House. Committee on Ways and Means - 1935 - 794 páginas
...and over-the-counter markets are affected with a national public interest which makes it necessary to provide for regulation and control of such transactions...and to impose requirements necessary to make such regulations and control recently complete and effective in order to protect interstate commerce, the...
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Extension of National Industrial Recovery Act: Hearings Before the Committee ...

United States. Congress. House. Committee on Ways and Means - 1935 - 798 páginas
...and over-the-counter markets are affected with a national public interest which makes it necessary to provide for regulation and control of such transactions...and to impose requirements necessary to make such regulations and control recently complete and effective in order to protect interstate commerce, the...
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To Amend the Grain Futures Act: Hearings Before ..., 74-2 on H.R. 6772 ...

United States. Congress. Senate. Agriculture and Forestry Committee - 1936 - 324 páginas
...described are affected with a nntional public interest which makes it necessary to provide for regutations and control of such transactions and of practices and matters related thereto in order to protect and effectively regulate interstate and foreign commerce: "(1} Such transactions...
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Decisions and Reports, Volumen10

United States. Securities and Exchange Commission - 1944 - 1290 páginas
...national securities exchanges are affected with a national public interest, which makes it necessary to provide for regulation and control of such transactions and "of practices and matters related thereto," and "to impose requirements necessary to make such regulation and control reasonably complete and effective,...
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United States of America, Plaintiff, Against Henry S. Morgan, Harold Stanley ...

1950 - 634 páginas
...exchanges and over-thecounter markets are affected with a national public interest which makes it necessary to provide for regulation and control of such transactions and of practices and matters related thereto, . . . and to impose requirements necessary to make such regulation and control reasonably complete...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 660 páginas
...exchanges and overthe-counter markets are affected with a national public interest which makes it necessary to provide for regulation and control of such transactions...appropriate reports, and to impose requirements necessary to m&ke such regulation and control reasonably complete and effective, in order to protect interstate...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...exchanges and overthe-counter markets arc affected with a national public interest which makes it necessary to provide for regulation and control of such transactions...appropriate reports, and to impose requirements necessary to nu.ke such regulation and control reasonably complete and effective, in order to protect interstate...
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Broker-Dealer License Fees

United States. Congress. House. Subcommittee of the Interstate and Foreign Commerce - 1960 - 132 páginas
...over-the-counter markets — are affected with a national public interest which makes it necessary to provide for regulation and control of such transactions and of practices and matters related thereto — in order — to protect interstate commerce, the national credit, the Federal taxing power, to...
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Broker-dealer License Fees: Hearing Before a Subcommittee of the Committee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 76 páginas
...in the over-the-counter marketsare affected with a national public interest which makes it necessary to provide for regulation and control of such transactions and of practices and matters related thereto — in order — to protect interstate commerce, the national credit, the Federal taxing power, to...
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