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" A security registered with a national securities exchange may be withdrawn or stricken from listing and registration in accordance with the rules of the exchange and, upon such terms as the Commission may deem necessary to impose for the protection of... "
Proposed Amendments to the Securities Act of 1933 and to the Securities ... - Página 1411
por United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942
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Decisions and Reports, Volumen11

United States. Securities and Exchange Commission - 1945 - 1290 páginas
...securities exchange may be withdrawn or stricken from listing and registration in accordance with the roles of the exchange and. upon such terms as the Commission...investors, upon application by the issuer or the exchange . . ." 'Allen Induttries, Inc., 2 8. EC 14 (1937) ; Eltiugon Schild Co., Inc., 7 SEC 877 O910). stock....
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 páginas
...registered with a national securities exchange may be withdrawn or stricken from listing and registration in accordance with the rules of the exchange and upon such terms as the Commission may fix, upon application by the issuer or the exchange to the Commission. ANNUAL, QUARTERLY, AND MONTHLY...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...registered with a national securities exchange may be withdrawn or stricken from listing and registration in accordance with the rules of the exchange and upon such terms as the Commission may impose for the protection of investors upon application by the issuer or the exchange to the Commission....
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...registered with a national securities exchange may be withdrawn or stricken from listing and registration in accordance with the rules of the exchange and upon such terms as the Commission may impose for the protection of investors upon application by the issuer or the exchange to the Commission....
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Report on the Study and Investigation of the Work, Activities, Personnel and ...

United States. Securities and Exchange Commission - 1937 - 934 páginas
...registered with a national securities exchange may be withdrawn or stricken from listing nnd registration in accordance with the rules of the exchange and,...application by the issuer or the exchange to the Commission * * *." This, of course, extends to securities for which certificates of deposit are Issued. Rules...
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Independent Offices Appropriation Bill for 1938: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1180 páginas
...be withdrawn or stricken from listing and registration, in accordance with the rules and regulations of the exchange and upon such terms as the Commission...necessary to impose for the protection of investors. The Commission has adopted rules and regulations governing these applications. During the year ended...
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Decisions and Reports, Volumen14

United States. Securities and Exchange Commission - 1947 - 1062 páginas
...registered with a national securities exchange may be withdrawn or stricken from listing and registration in accordance with the rules of the exchange and,...application by the issuer or the exchange to the Commission ... Role X-12D2 1 requires, infer alia, that an application under Section 12 (d)". . . shall state...
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Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953 - 824 páginas
...provides In part that a registered security: " . . may be withdrawn . . . from listing and registration In accordance with the rules of the exchange and,...protection of Investors, upon application by the Issuer . . ." THE APPLICANT Suburban, a Massachusetts trust, is primarily a holding company. It owns all the...
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Decisions and Reports

United States. Securities and Exchange Commission - 1953 - 1172 páginas
...exchange may be withdrawn from listing and registration, upon application by the issuer to the Commission, in accordance with the rules of the exchange and upon...necessary to impose for the protection of investors. From the evidence introduced at the hearing, we find that there are approximately 14,500 shares of...
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Decisions and Reports, Volumen3

United States. Securities and Exchange Commission - 1940 - 1240 páginas
...securities exchange may be withdrawn or stricken from listing and registration in accordance with the role* of the exchange and upon such terms as the Commission...necessary to impose for the protection of Investors, npon application by the Issuer or the exchange to the Commission. • • • 3 8. KC Due notice of...
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