| United States. Securities and Exchange Commission - 1945 - 1290 páginas
...securities exchange may be withdrawn or stricken from listing and registration in accordance with the roles of the exchange and. upon such terms as the Commission...investors, upon application by the issuer or the exchange . . ." 'Allen Induttries, Inc., 2 8. EC 14 (1937) ; Eltiugon Schild Co., Inc., 7 SEC 877 O910). stock.... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 páginas
...registered with a national securities exchange may be withdrawn or stricken from listing and registration in accordance with the rules of the exchange and upon such terms as the Commission may fix, upon application by the issuer or the exchange to the Commission. ANNUAL, QUARTERLY, AND MONTHLY... | |
| United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...registered with a national securities exchange may be withdrawn or stricken from listing and registration in accordance with the rules of the exchange and upon such terms as the Commission may impose for the protection of investors upon application by the issuer or the exchange to the Commission.... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...registered with a national securities exchange may be withdrawn or stricken from listing and registration in accordance with the rules of the exchange and upon such terms as the Commission may impose for the protection of investors upon application by the issuer or the exchange to the Commission.... | |
| United States. Securities and Exchange Commission - 1937 - 934 páginas
...registered with a national securities exchange may be withdrawn or stricken from listing nnd registration in accordance with the rules of the exchange and,...application by the issuer or the exchange to the Commission * * *." This, of course, extends to securities for which certificates of deposit are Issued. Rules... | |
| United States. Congress. House. Committee on Appropriations - 1937 - 1180 páginas
...be withdrawn or stricken from listing and registration, in accordance with the rules and regulations of the exchange and upon such terms as the Commission...necessary to impose for the protection of investors. The Commission has adopted rules and regulations governing these applications. During the year ended... | |
| United States. Securities and Exchange Commission - 1947 - 1062 páginas
...registered with a national securities exchange may be withdrawn or stricken from listing and registration in accordance with the rules of the exchange and,...application by the issuer or the exchange to the Commission ... Role X-12D2 1 requires, infer alia, that an application under Section 12 (d)". . . shall state... | |
| United States. Securities and Exchange Commission - 1953 - 824 páginas
...provides In part that a registered security: " . . may be withdrawn . . . from listing and registration In accordance with the rules of the exchange and,...protection of Investors, upon application by the Issuer . . ." THE APPLICANT Suburban, a Massachusetts trust, is primarily a holding company. It owns all the... | |
| United States. Securities and Exchange Commission - 1953 - 1172 páginas
...exchange may be withdrawn from listing and registration, upon application by the issuer to the Commission, in accordance with the rules of the exchange and upon...necessary to impose for the protection of investors. From the evidence introduced at the hearing, we find that there are approximately 14,500 shares of... | |
| United States. Securities and Exchange Commission - 1940 - 1240 páginas
...securities exchange may be withdrawn or stricken from listing and registration in accordance with the role* of the exchange and upon such terms as the Commission...necessary to impose for the protection of Investors, npon application by the Issuer or the exchange to the Commission. • • • 3 8. KC Due notice of... | |
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