 | United States - 1938 - 48 páginas
...such customer. PROHIBITION AGAINST MANIPULATION OF SECURITY PRICES SEC. 9. (a) It shall be unlawful for any person, directly or indirectly, by the use...that an order or orders of substantially the same size, at substantially the same time, and at substantially the same price, for the purchase of such... | |
 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...such customer. Prohibition Against Manipulation of Security Prices SECTION 9. (a) It shall be unlawful for any person, directly or indirectly, by the use...that an order or orders of substantially the same size, at substantially the same time, and at substantially the same price, for the purchase of such... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 páginas
...Sections 10 (b) and 15 (c) (1) and Rules X-10B-3 and X-15C1-2 adopted thereunder8 in that it sold, appearance with respect to the market for any such...that an order or orders of substantially the same size, at substantially the same time, and at substantially the same price, for the purchase of such... | |
 | United States. Securities and Exchange Commission - 1940 - 1240 páginas
...purchase of such security with the knowledge that an order or orders of substantially the same size, nt substantially the same time, and at substantially...that an order or orders of substantially the same size, at substantially the same time, an<l at substantially the same price, for the purchase of such... | |
 | United States - 1953 - 1692 páginas
...make, see section 78w of this title. § 78i. Manipulation of security prices. (a) It shall be unlawful rce and unfair or deceptive acts or practices in commerce....by Commission; modifying and setting aside orders. size, at substantially the same time, and at substantially the same price, for the purchase of such... | |
 | United States - 1964 - 356 páginas
...appearance with respect to the market for any such security, (A) to effect any transaction in such Becurity which involves no change in the beneficial ownership...that an order or orders of substantially the same size, at substantially the same time, and at substantially the same price, for the purchase of such... | |
 | United States - 1944 - 296 páginas
...such customer. PROHIBITION AGAINST MANIPULATION OF SECURITY PRICES SEC. 9. (a) It shall be unlawful for any person, directly or indirectly, by the use...for the same or different parties, or (C) to enter anj order or orders for the sale of any such security with the knowledge that an order or orders of... | |
 | United States. Securities and Exchange Commission - 1939 - 1152 páginas
...orders for the purchase of such security with the knowledge that an order or orders of substantlally the same size, at substantially the same time, and...that an order or orders of substantially the same size, at substantially the same time, and at substantially the same price, for the purchase of such... | |
 | United States - 1955 - 54 páginas
...such customer. PROHIBITION AGAINST MANIPULATION OF SECURITY PRICES SEC. 9. (a) It shall be unlawful for any person, directly or indirectly, by the use...that an order or orders of substantially the same size, at substantially the same time, and at substantially the same price, for the purchase of such... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 442 páginas
...paragraph (1) of section 9(a) of the Securities Exchange Act of 1934, as amended, as follows : fidai ownership thereof, or (B) to enter an order or orders...that an order or orders [of substantially the same size,] at substantially the same time, and at substantially the same price, for the purchase of such... | |
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... security which involves no change in the beneficial ownership thereof, or (B) to enter an order or orders for the purchase of such security with the knowledge that an order or orders of substantially the same size, at substantially the same time,... 
