 | United States. Small Business Administration - 1976 - 526 páginas
...(other than short-term paper) arc beneficially owned by not more than one hundred persons and which is not making and does not presently propose to make a public offering of its securities. For the purposes of this paragraph, beneficial ownership by a company shall be deemed to be beneficial... | |
 | United States. Small Business Administration - 1969 - 482 páginas
...securities (other than shortt'Tm paper) arc beneficially owned by not more than 100 persons and which la not making and does not presently propose to make a public offering of its securities. For the purposes of this paragraph, beneficial ownership by a company shall be deemed to be beneficial... | |
 | United States. Securities and Exchange Commission - 1956 - 716 páginas
...investors. Kaiser Company's outstanding securities are beneficially owned by not more than one hundred persons, and it is not making and does not presently...propose to make a public offering of its securities. Kaiser Company is therefore excepted at the present time from the definition of an investment company... | |
 | United States. Securities and Exchange Commission - 1953 - 734 páginas
...company are beneficially owned by not more than 100 persons and where such registered investment company is not making and does not presently propose to make a public offering of its securities, held that such company is ezcepted from the definition of an investment company and is entitled to... | |
 | United States. Securities and Exchange Commission - 1943 - 1160 páginas
...(other than short-term paper) are beneficially owned by not more than one hundred persons and which Is not making and does not presently propose to make a public offering of its securities. For the purposes of this paragraph, beneficial ownership by a company shall be deemed to be beneficial... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...(other than short-term paper) are beneficially owned, by not more than one hundred persons and which is not making and does not presently propose to make a public offering of its securities. For the purposes of this paragraph, beneficial ownership by a company shall be deemed to be beneficial... | |
 | United States - 1953 - 1692 páginas
...(other than short-term paper) are beneficially owned by not more than one hundred persons and which is not making and does not presently propose to make a public offering of its securities. For the purposes of this paragraph, beneficial ownership by a company shall be deemed to be beneficial... | |
 | United States. Securities and Exchange Commission - 1953 - 1386 páginas
...24. 5. The stock of the applicant is not listed on or traded on any exchange. Applicant represents it is not making and does not presently propose to make a public offering of its securities. 6. Applicant is presently excepted from the definition of investment company in the Act by virtue of... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1953 - 854 páginas
...(other than shortterm paper) are beneficially owned by not more than one hundred persons and which is not making and does not presently propose to make a public offering of its securities. For the purposes of this paragraph, beneficial ownership by a company shall be deemed to be beneficial... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 716 páginas
...securities (other than short-term paper) arc beneficially owned by not more than 100 persons and which is not making and does not presently propose to make a public offering of its securities," is not subject to regulation under the Act.** Under the SEC's proposed rule, sales of stock by the... | |
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Any issuer whose outstanding securities (other than short-term paper) are beneficially owned by not more than one hundred persons and which is not making and does not presently propose to make a public offering of its securities. 
