 | United States. Securities and Exchange Commission - 1960 - 996 páginas
...any national securities exchange to create a false or misleading impression of active trading in a security registered on a national securities exchange,...with respect to the market for any such security, by effecting transactions which involve no change in beneficial ownership ; or for any person to bid... | |
 | United States. Securities and Exchange Commission - 1943 - 1160 páginas
...securities exchange "for the purpose of creating a false or misleading appearance of active trading ... or a false or misleading appearance with respect to the market for any such security." Paragraph (2) of Section 9 (a) provides that it is illegal to "effect, alone or with one or more other... | |
 | United States. Securities and Exchange Commission - 1940 - 1240 páginas
...the purpose of creating a false or misleading appearance of active trading in * * * AO Smith stock" or "* * * a false or misleading appearance with respect to the market for such security * * *." The requirement of specific purpose is here more stringent than in the case of... | |
 | United States. Securities and Exchange Commission - 1962 - 1022 páginas
...national securities exchange (1) to create a false or misleading Impression of active trading In i security registered on a national securities exchange or a false or misleading Impression with respect to the market for any such security, by effecting transactions which UTolre... | |
 | United States - 1964 - 356 páginas
...such customer. PROHIBITION AGAINST MANIPULATION Or SECURITY PRICES SEC. 9. (a) It shall be unlawful for any person, directly or indirectly, by the use...such security, (A) to effect any transaction in such Becurity which involves no change in the beneficial ownership thereof, or (B) to enter an order or... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...such customer. Prohibition Against Manipulation of Security Prices SECTION 9. (a) It shall be unlawful for any person, directly or indirectly, by the use...exchange, or a false or misleading appearance with reflect to the market for any such security, (A) to effect any transaction in such security which involves... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...exchange, or for any member of a uatinnal securities exchange — (1) For the purpose of creating a fable or misleading appearance of active trading in any...which involves no change in the beneficial ownership thenof, or i 11) to enter an order or orders for the purchase of such security with the knowledge that... | |
 | Wisconsin - 1969 - 1682 páginas
...persons, for the purpose of creating a false or misleading appearance of active trading in the security or a false or misleading appearance with respect to the market for the security; (2) To effect, alone or with one or more other persons, a series of transactions in any... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1971 - 852 páginas
...national securities exchange (1) to create a false or misleading impression of active trading in a security registered on a national securities exchange or a false or misleading impression with respect to the market for any such security, by effecting transactions which involve... | |
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For the purpose of creating a false or misleading appearance of active trading in any security registered on a national securities exchange, or a false or misleading appearance with respect to the market... 
