Hidden fields
Libros Libros
" ... by means of a prospectus or oral communication, which includes an untrue statement of a material fact or omits to state a material fact necessary in order to make the statements in the light of the circumstances under which they were made, not misleading... "
Conflict of Interest Problems in SBIC's: Hearing Before a Subcommittee of ... - Página 60
por United States. Congress. Senate. Committee on Banking and Currency - 1963 - 130 páginas
Vista completa - Acerca de este libro

Official Gazette, Volumen80,Temas11-13

Philippines - 1984 - 496 páginas
...communication, by means of a prospectus, or oral communication, which includes an untrue statement of a material fact or omits to state a material fact necessary in order to make the statements, in the light of the circums. tances under which they were made, not misleading,...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen39

United States. Securities and Exchange Commission - 1962 - 1022 páginas
...believe that the terms and conditions of the regulation have not been complied with or that any of the sales literature contains any untrue statement of...fact or omits to state a material fact necessary In order to make the statements made not misleading. The rule further provides that, If a bearing Is requested,...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen38

United States. Securities and Exchange Commission - 1960 - 996 páginas
...circular or any other sales literature contains any false or misleading statements of material facts; or (3) the offering is being made or would be made in violation of the anti-fraud provisions of Section 17 of the Act. The rule further provides that where a hearing...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen36

United States. Securities and Exchange Commission - 1956 - 716 páginas
...that — "(1) . . . any of the terms or conditions of this regulation have not been complied with; "(2) The notification, the offering circular or any other sales literature contains ar untrue statement of a material fact or omits to state a material fact necessary in order to make...
Vista completa - Acerca de este libro

Decisions and Reports

United States. Securities and Exchange Commission - 1958 - 1232 páginas
...that — "(1) . . . any of the terms or conditions of this regulation have not been complied with ; "(2) The notification, the offering circular or any other sales literature contains an untrue statement of a material fact or omits to state a material fact necessary In order to make...
Vista completa - Acerca de este libro

United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen312

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1941 - 828 páginas
...of the mails, by means of a prospectus or oral communication, which includes an untrue statement of a material fact or omits to state a material fact necessary in order to make the statements, in the light of the circumstances under which they were made, not misleading...
Vista completa - Acerca de este libro

United States Code, Volumen2

United States - 1953 - 1692 páginas
...of the mails, by means of a prospectus or oral communication, which includes an untrue statement of e necessary to accomplish the purposes of this section. The Co order to make the statements, in the light of the circumstances under which they were made, not misleading...
Vista completa - Acerca de este libro

Proposed Amendments to the Securities Act of 1933 and to the ..., Volumen3

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 páginas
...in interstate commerce by a prospectus or oral communication "which includes an untrue statement of a material fact, or omits to state a material fact necessary in order to make the statements in the light of the circumstances under which they were made not misleading,...
Vista completa - Acerca de este libro

Proposed Amendments to the Securities Act of 1933 and to the Securities ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 páginas
...in interstate commerce by a prospectus or oral communication "which includes an untrue statement of a material fact, or omits to state a material fact necessary in order to make the statements in the light of the circumstances under which they were made not misleading...
Vista completa - Acerca de este libro

The Code of Federal Regulations of the United States of America

1968 - 768 páginas
...used or proposed to be used in connection with the offering contains any untrue statement Part 231 of a material fact or omits to state a material fact...be made in violation of section 17 of the Act; (4) The issuer or any promoter, director or officer thereof has failed to cooperate, or has obstructed...
Vista completa - Acerca de este libro




  1. Mi biblioteca
  2. Ayuda
  3. Búsqueda avanzada de libros
  4. Descargar EPUB
  5. Descargar PDF