 | United States. Securities and Exchange Commission - 1956 - 926 páginas
...would operate as a fraud or deceit upon the purchaser." Section 10 (b) provides : "It shall be unlawful for any person, directly or Indirectly, by the use of any means or Instrumentality of Interstate commerce or of the malls, or of any facility of any national securities... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...for any person, directly or indirectly, by use of any means or instrumentality of interstate commerce or of the mails or of any facility of any national securities exchange— (a) To effect the sale of any security registered on a national securitiesexchange, which at the time of such sale... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 páginas
...person, directly or indirectly, by use of any means or instrumentality of interstate commerce or of I he mails or of any facility of any national securities exchange' — (a) To effect the sale of any security registered on a national securities exchange, which at the time of such sale... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...for any person, directly or indirectly, by use of any means or instrumentality of interstate commerce or of the mails or of any facility of any national securities exchange — (a) To effect the sale of any security registered on a national securities exchange, which at the time of such sale... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...for any person, directly or indirectly, by use of auy means or instrumentality of interstate commerce or of the mails or of any facility of any national securities exchange — (a) To effect the sale of any security registered on a national securities exchange, which at the time of such sale... | |
 | United States. Securities and Exchange Commission - 1946 - 152 páginas
...(1) of the Act. Rule X-10B-5. Employment of Manipulative and Deceptive Devices. It shall be unlawful for any person, directly or indirectly, by the use...or of the mails, or of any facility of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue... | |
 | United States. Securities and Exchange Commission - 1951 - 862 páginas
...Roy and Weingart by February 1943 intended to •Section 10 (b) provides: It shall be unlawful (or any person, directly or indirectly, by the use of...or of the mails, or of any facility of any national securities exchange — »• D- * $ $ (b) To use or employ, in connection with the purchase or sale... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 páginas
...purchaser." Section 10 of the Securities Exchange Act of 1934 provides in part: "It shall be unlawful for any person, directly or indirectly, by the use...commerce or of the mails, or of any facility of any nationaJ securities exchange — *•*••• • "(o) To use or employ, in connection with the purchase... | |
 | United States. Securities and Exchange Commission - 1956 - 900 páginas
..."manipulative or deceptive device or contrivance," as used in section 10 (b) of the Act, for any such person, directly or indirectly, by the use of any...or of the mails, or of any facility of any national securities exchange, to effect, either alone or with one or more other persons, any transaction or... | |
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It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud... 
