| United States. Securities and Exchange Commission - 1955 - 1022 páginas
...portfolio company's affairs, held, that the investment company has not proved that it does not have the power to exercise a controlling' influence over the management or policies of the portfolio company and has not rebutted the presumption of control created by Section 2 (a) (9) of the... | |
| 1995 - 456 páginas
...Controls in any manner the election of a majority of the directors of the company or bank; or (iii) Has the power to exercise a controlling influence over the management or policies of the company or bank. (2) A person is presumed to have control, including the power to exercise a controlling... | |
| 1996 - 888 páginas
...joint venture meets the requirements of paragraphs (b)(3) (i) and (ii), and the parent company has the power to exercise a controlling: influence over the management or policies of the partnership or joint venture. (4) A foreign private issuer shall mean any issuer which is incorporated... | |
| 2000 - 428 páginas
...Controls in any manner the election of a majority of the directors of the company or bank; or (iii) Has the power to exercise a controlling influence over the management or policies of the company or bank. (2) A person is presumed to have control, including the power to exercise a controlling... | |
| 1999 - 852 páginas
...determines, after notice and opportunity for hearing, that the company has the power, directly or indirectly, to exercise a controlling influence over the management or policies of the bank. (12 USC 1841(d)). (2) In intrastate situations, the Board may approve bank holding company acquisitions... | |
| 2004 - 500 páginas
...finds, after notice and opportunity for hearing, that the company has the power directly or indirectly, to exercise a controlling influence over the management or policies of the savings association. (4) A person shall be deemed to control a savings association if the Office determines... | |
| 1998 - 528 páginas
...finds, after notice and opportunity for hearing, that the company has the power directly or indirectly, to exercise a controlling influence over the management or policies of the savings association. (4) A person shall be deemed to control a savings association if the Office determines... | |
| 2002 - 564 páginas
...finds, after notice and opportunity for hearing, that the company has the power directly or indirectly, to exercise a controlling influence over the management or policies of the savings association. (4) A person shall be deemed to control a savings association if the Office determines... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1976 - 1860 páginas
...defined as : ''Any person who directly or indirectly through agreement or otherwise exercises or has the power to exercise a controlling influence over the management or policies of the debtor." It is also recommended that SIPC use its power to define terms, recommended alKtve, to define... | |
| United States - 1981 - 548 páginas
...debtor, or a person who, directly or indirectly and through agreement or otherwise, exercised or had the power to exercise a controlling influence over the management or policies of the debtor; and "(5) no advance shall be made by SIPC to the trustee to pay or otherwise satisfy any net... | |
| |