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" ... or had the power to exercise a controlling influence over the management or policies of the debtor... "
FDIC Report on Preferential Bank Lending: Hearing Before the Committee on ... - Página 84
por United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1978 - 188 páginas
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Decisions and Reports, Volumen28

United States. Securities and Exchange Commission - 1955 - 1022 páginas
...portfolio company's affairs, held, that the investment company has not proved that it does not have the power to exercise a controlling' influence over the management or policies of the portfolio company and has not rebutted the presumption of control created by Section 2 (a) (9) of the...
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The Code of Federal Regulations of the United States of America

1995 - 456 páginas
...Controls in any manner the election of a majority of the directors of the company or bank; or (iii) Has the power to exercise a controlling influence over the management or policies of the company or bank. (2) A person is presumed to have control, including the power to exercise a controlling...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1996 - 888 páginas
...joint venture meets the requirements of paragraphs (b)(3) (i) and (ii), and the parent company has the power to exercise a controlling: influence over the management or policies of the partnership or joint venture. (4) A foreign private issuer shall mean any issuer which is incorporated...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2000 - 428 páginas
...Controls in any manner the election of a majority of the directors of the company or bank; or (iii) Has the power to exercise a controlling influence over the management or policies of the company or bank. (2) A person is presumed to have control, including the power to exercise a controlling...
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The Code of Federal Regulations of the United States of America

1999 - 852 páginas
...determines, after notice and opportunity for hearing, that the company has the power, directly or indirectly, to exercise a controlling influence over the management or policies of the bank. (12 USC 1841(d)). (2) In intrastate situations, the Board may approve bank holding company acquisitions...
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The Code of Federal Regulations of the United States of America

2004 - 500 páginas
...finds, after notice and opportunity for hearing, that the company has the power directly or indirectly, to exercise a controlling influence over the management or policies of the savings association. (4) A person shall be deemed to control a savings association if the Office determines...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 528 páginas
...finds, after notice and opportunity for hearing, that the company has the power directly or indirectly, to exercise a controlling influence over the management or policies of the savings association. (4) A person shall be deemed to control a savings association if the Office determines...
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The Code of Federal Regulations of the United States of America

2002 - 564 páginas
...finds, after notice and opportunity for hearing, that the company has the power directly or indirectly, to exercise a controlling influence over the management or policies of the savings association. (4) A person shall be deemed to control a savings association if the Office determines...
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Hearings, Reports and Prints of the House Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1976 - 1860 páginas
...defined as : ''Any person who directly or indirectly through agreement or otherwise exercises or has the power to exercise a controlling influence over the management or policies of the debtor." It is also recommended that SIPC use its power to define terms, recommended alKtve, to define...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1981 - 548 páginas
...debtor, or a person who, directly or indirectly and through agreement or otherwise, exercised or had the power to exercise a controlling influence over the management or policies of the debtor; and "(5) no advance shall be made by SIPC to the trustee to pay or otherwise satisfy any net...
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