Hidden fields
Libros Libros
" ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light... "
General Rules and Regulations Under the Securities Exchange Act of 1934, as ... - Página 14
por United States. Securities and Exchange Commission - 1970
Vista completa - Acerca de este libro

Decisions and Reports, Volumen25

United States. Securities and Exchange Commission - 1953 - 828 páginas
...statements made. In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, IB connection with the purchase or sale of any security." 20 8. KC SECRET PROFITS Marks and Lime Cola's...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen35

United States. Securities and Exchange Commission - 1957 - 756 páginas
...statements made, In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...operates or would operate as a fraud or deceit upon any perron, In connection with the purchase or sale of any security." uTbe Court stated (IOC F. 2d, at...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953 - 824 páginas
...state a material fact necessary In order to make the statements made. in the light of the circumstances under which they were made, not misleading, or (3) to engage In any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen15

United States. Securities and Exchange Commission - 1949 - 1134 páginas
...state a material fact necessary in order to make the statements made, in the Ufht of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon...
Vista completa - Acerca de este libro

United States Code, Volumen2

United States - 1953 - 1692 páginas
...state a material fact necessary in order to make the statements made, in the light of the circumstances & transaction, practice, or course of business which operates or would operate as a fraud or deceit upon...
Vista completa - Acerca de este libro

State and Municipal Securities Regulations. Hearings ... on H.R. 693 ... Feb ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 138 páginas
...state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) To engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon...
Vista completa - Acerca de este libro

State and Municipal Securities Regulations: Hearings Before the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 174 páginas
...state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) To engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon...
Vista completa - Acerca de este libro

The Code of Federal Regulations of the United States of America

2000 - 622 páginas
...statements made in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business...operate as a fraud or deceit upon any person, in, or in connection with (\) an offer to make or the making of, any transaction for the purchase, sale...
Vista completa - Acerca de este libro

Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 620 páginas
...statements made in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business...operate as a fraud or deceit upon any person, in, or in connection with (1) an offer to make or the making of, any transaction for the purchase, sale...
Vista completa - Acerca de este libro

The Code of Federal Regulations of the United States of America

1977 - 958 páginas
...statements made in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person in, or in connection with (1) an offer to make, or the making of, any transaction for the purchase, sale...
Vista completa - Acerca de este libro




  1. Mi biblioteca
  2. Ayuda
  3. Búsqueda avanzada de libros
  4. Descargar EPUB
  5. Descargar PDF