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" ... days after such acquisition, send to the issuer of the security at its principal executive office, by registered or certified mail, send to each exchange where the security is traded, and file with the Commission, a statement containing... "
General Rules and Regulations Under the Securities Exchange Act of 1934, as ... - Página 50
por United States. Securities and Exchange Commission - 1970
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1973 - 400 páginas
...directly or indirectly the beneficial owner of more than 10 per centum of such class shall, within ten days after such acquisition, send to the issuer of...and file with the Commission, a statement containing such of the following information, and such additional information, ns the Commission may by rules...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1978 - 1252 páginas
...under the Investment Company Act of 1940, Is directly or indirectly the beneficial owner of more than 5 per centum of such class shall, within 10 days after...containing the Information required by Schedule 13D (§ 240.13d 101). Eight copies of the statement shall be filed with the Commission. Where an acquisition,...
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The Code of Federal Regulations of the United States of America

1971 - 660 páginas
...directly or indirectly the beneficial owner of more than 10 per centum of such class shall, within ten days after such acquisition, send to the issuer of...containing the information required by Schedule 13D (I 240.13d-101). Eight copies of the statement shall be filed with the Commission. [33 FB 14109, Sept....
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The Code of Federal Regulations of the United States of America

1978 - 1130 páginas
...under the Investment Company Act of 1940. Is directly or Indirectly the beneficial owner of more than S per centum of such class shall, within 10 days after...principal executive office, by registered or certified mall, send to each exchange where the security Is traded, and file with the Commission, a statement...
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The Code of Federal Regulations of the United States of America

1985 - 688 páginas
...paragraph (d) of this section, is directly or indirectly the beneficial owner of more than 5 percent of such class shall, within 10 days after such acquisition,...executive office, by registered or certified mail, and to each exchange where the security is traded, and file with the Commission, a statement containing...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1996 - 888 páginas
...paragraph (d) of this section, is directly or indirectly the beneficial owner of more than 5 percent of such class shall, within 10 days after such acquisition,...executive office, by registered or certified mail, and to each exchange where the security is traded, and file with the Commission, a statement containing...
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The Code of Federal Regulations of the United States of America

1981 - 668 páginas
...directly or indirectly the beneficial owner of more than 5 percent of such class shall. § 240.1 3d- 1 within 10 days after such acquisition, send to the...executive office, by registered or certified mail, and to each exchange where the security is traded, and file with the Commission, a statement containing...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1977 - 970 páginas
...of more than 5 percent of such class shall, within ten days after such acquisition, send to the bank at its principal executive office, by registered or...exchange where the security is traded, and file with the Board a statement containing the information required by Form F-ll. Eight copies of the statement shall...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1978 - 1266 páginas
...of more than 5 percent of such class shall, within 10 days after such acquisition, send to the bank at its principal executive office, by registered or...exchange where the security is traded, and file with the Comptroller of the Currency a statement containing the information required by Form F-ll. Four copies...
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The Code of Federal Regulations of the United States of America

1970 - 536 páginas
...of more than 10 percent of such class shall, within 10 days after such acquisition, send to the bank at its principal executive office, by registered or...exchange where the security is traded, and file with the Corporation a statement containing the information required by Form F-ll. (3) If any material change...
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