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" ... the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,... "
General Rules and Regulations Under the Securities Exchange Act of 1934, as ... - Página 30
por United States. Securities and Exchange Commission - 1970
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Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 944 páginas
...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any...subsidiaries. Certified. The term "certified," when used in regard to financial statements, means examined and reported upon with an opinion expressed by an...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2001 - 994 páginas
...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any...subsidiaries. Certified. The term "certified." when used in regard to financial statements, means examined and reported upon with an opinion expressed by an...
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The Code of Federal Regulations of the United States of America

1990 - 814 páginas
...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any...subsidiaries. Certified. The term "certified," when used in regard to financial statements, means examined and reported upon with an opinion expressed by an...
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The Code of Federal Regulations of the United States of America

1977 - 958 páginas
...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any...director or officer of the registrant or any of its parente or subsidiaries. (d) Certified. The term "certified", when used In regard to financial statements,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1970 - 670 páginas
...or as to which such person serves as trustee or in a similar capacity, and (3) any relative or spome of such person. or any relative of such spouse, who...or officer of the registrant or any of its parents er subsidiaries. c¿ Certified. The term “certified” when used in regard to financial statements,...
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The Code of Federal Regulations of the United States of America

1967 - 740 páginas
...percent of the voting trust certificates; and (d) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home...such person or who is a director or officer of the Issuer or any of its parents or subsidiaries. Instructions. 1. This item applies to any person who...
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The Code of Federal Regulations of the United States of America

1968 - 768 páginas
...percent of the voting trust certificates; and (d) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home...such person or who Is a director or officer of the issuer or any of its parents or subsidiaries. Instructions. 1. This item applies to any person who...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1979 - 1462 páginas
...beneficial interest or as to which such person serves as a trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative of such spouse, who has the same home as in any material transaction to which the bank was, or is to be, a party. These items contain a number...
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The Code of Federal Regulations of the United States of America

1979 - 1228 páginas
...the registrant's voting securities; and (4) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home as such person or who Is a director of officer of any parent or .subsidiary of the registrant. Instructions. I. No Information need be...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1979 - 1804 páginas
...the registrant's voting securities; and (4) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home as such person or who is a director of officer of any parent or subsidiary of the registrant. Instructions. 1. No information need be given...
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