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" Seven copies of the report sent to security holders pursuant to this rule shall be mailed to the Commission, solely for its information, not later than the date on which such report is first sent or given to security holders or the date on which preliminary... "
General Rules and Regulations Under the Securities Exchange Act of 1934, as ... - Página 81
por United States. Securities and Exchange Commission - 1970
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Security and Exchange Commission Proxy Rules ... Hearings ... H.R. 1493, H.R ...

United States. Congress. House. Interstate and foreign commerce - 1943 - 310 páginas
...(b) because it is to be sent out in advance of the proxy statement shall be mailed to the Commission for its information not later than the date on which...report is first sent or given to security holders. Rule X-lJiA-2. Duty to Provide Means by Which Desired Action Can te Specified. Means shall be provided...
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Security and Exchange Commission Proxy Rules: Hearings Before the Committee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1944 - 310 páginas
...(b) because it is to be sent out in advance of the proxy statement shall be mailed to the Commission for its information not later than the date on which...report is first sent or given to security holders. Rule X-14A-2. Duty to Provide Means 'by Which Desired Action Can 'be Specified. Means shall be provided...
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The Code of Federal Regulations of the United States of America

1978 - 1130 páginas
...investment company may be in any form deemed suitable by management. (b) Seven copies of the report sent to security holders pursuant to this rule shall be...are filed with the Commission pursuant to Rule 14C-5 (§ 240.14C-5), whichever date is later. The report is not deemed to be "filed" with the Commission...
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The Code of Federal Regulations of the United States of America

1977 - 958 páginas
...Investment company may be In any form deemed suitable by management. (b) Seven copies of the report sent to security holders pursuant to this rule shall be...statement are filed with the Commission pursuant to Rule 14c-6 (§ 240.14C-5). whichever date Is later. The report is not deemed to be "filed" with the Commission...
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The Code of Federal Regulations of the United States of America

1985 - 688 páginas
...being solicited, at least 20 days before the date of the meeting. (c) Seven copies of the report sent to security holders pursuant to this rule shall be...holders or the date on which preliminary copies of solicitation material are filed with the Commission pursuant to Rule 14a-6(a), whichever date is later....
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The Code of Federal Regulations of the United States of America

1971 - 660 páginas
...obtain or send such annual report to any other person. (c) Seven copies of each annual report sent to security holders pursuant to this rule shall be...holders or the date on which preliminary copies of solicitation material are flled with the Commission pursuant to § 240.14a-6(a) (Rule 14a-6(a) ) ,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1996 - 888 páginas
...earliest date on which it may be used to effect corporate action. (c) Seven copies of the report sent to security holders pursuant to this rule shall be...security holders or the date on which preliminary copies, or definitive copies, if preliminary filing was not required, of solicitation material are filed with...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2001 - 994 páginas
...earliest date on which it may be used to effect corporate action. (c) Seven copies of the report sent to security holders pursuant to this rule shall be...security holders or the date on which preliminary copies, or definitive copies, if preliminary filing was not required, of solicitation material are filed with...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1949 - 736 páginas
...the meeting. (c) Pour copies of each annual report sent to security holders pursuant to this section shall be mailed to the Commission, solely for its...holders or the date on which preliminary copies of solicitation material are filed with the Commission pursuant to § 240.14a-6 (a), •whichever date...
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The Code of Federal Regulations of the United States of America

1967 - 740 páginas
...the meeting. (c) Pour copies of each annual report sent to security holders pursuant to this section shall be mailed to the Commission, solely for its...holders or the date on which preliminary copies of solicitation material are filed with the Commission pursuant to § 240.14a-6(a) , whichever date is...
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