This compilation contains the General Rules and Regulations promulgated by the Securities and Exchange Commission under the Securities Exchange Act of 1934. Except for the rules under the caption "Rules of General Application," each rule relates to a particular section of the Act. For example, Rule 10a-1 relates to section 10(a) of the Act.
Individuals or firms REGISTERED under the Securities Exchange Act of 1934 will receive all proposed or adopted rule changes promulgated under this Act-which affects their registration. Others who wish to receive all adopted changes under this Act are requested to fill in this coupon and forward promptly to the Securities and Exchange Commission, Washington, D.C. 20549.