Report on Trading in Unlisted Securities Upon Exchanges Pursuant to Section 12 (f) of the Securities Exchange Act of 1934: Washington, D.C., January 3, 1936U.S. Government Printing Office, 1936 - 50 páginas |
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Página
... continuance of unlisted trading ... Analysis of case of opposition to continuance of unlisted trading- Objection because of lack of information___ . Objection on the ground that the exchange should not have power to determine the market ...
... continuance of unlisted trading ... Analysis of case of opposition to continuance of unlisted trading- Objection because of lack of information___ . Objection on the ground that the exchange should not have power to determine the market ...
Página 3
... UNLISTED SECURITIES 3 ( 3 ) Additional issues since February 28 , 1934 , authorized prior to March 1 , 1934 , with regard to any security admitted to unlisted ... continuance of unlisted trading privileges might be permitted . Express ...
... UNLISTED SECURITIES 3 ( 3 ) Additional issues since February 28 , 1934 , authorized prior to March 1 , 1934 , with regard to any security admitted to unlisted ... continuance of unlisted trading privileges might be permitted . Express ...
Página 7
... CONTINUANCE OF UNLISTED TRADING According to a substantial body of opinion , unlisted trading is highly objectionable , and therefore , the 2 - year period of continuance which has been permitted should be regarded merely as a period ...
... CONTINUANCE OF UNLISTED TRADING According to a substantial body of opinion , unlisted trading is highly objectionable , and therefore , the 2 - year period of continuance which has been permitted should be regarded merely as a period ...
Página 11
... continuance of unlisted trading on exchanges should therefore be permitted only in securities which are the subject of general public distribution and substantial local trading activity . The validity of such requirements has been ...
... continuance of unlisted trading on exchanges should therefore be permitted only in securities which are the subject of general public distribution and substantial local trading activity . The validity of such requirements has been ...
Página 12
... continuance of unlisted trading in its securities on any exchange . It has been the experience of the Commission that substantial evidence is seldom presented by com- plainants . This may be due in part to the difficulty of obtaining ...
... continuance of unlisted trading in its securities on any exchange . It has been the experience of the Commission that substantial evidence is seldom presented by com- plainants . This may be due in part to the difficulty of obtaining ...
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Términos y frases comunes
$1 par value admission admitted to trading admitted to unlisted American depositary receipts appendix applicant member Boston Stock Exchange brokers and dealers certificate Chicago Curb conformity with requirement continuance of unlisted corporation counter DELISTINGS DETROIT STOCK EXCHANGE excepting bonds exchange market furnished investors issues not reported Issues Number issues of bonds listed and unlisted mortgage gold bonds Name of exchange national securities exchanges Number of issues number of shares Number of units Number repre obtained over-the-counter markets par value percent prior to March pursuant to section registered national securities regular member regulations San Francisco Curb section 12 Securities Exchange Act securities listed securities traded security holders security registered security to unlisted sinking fund gold smaller exchanges stockholders submitted in conformity supra tion total face amount TRADING IN UNLISTED trading privileges prior units outstanding UNLISTED SECURITIES unlisted trading privileges value of bonds York Curb Exchange York Stock Exchange