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" Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and... "
Small Business Informational Package - Página 254
1988 - 315 páginas
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National Labor Relations Act and Proposed Amendments: Hearings ..., Partes1-5

United States. Congress. Senate. Committee on Education and Labor - 1939 - 1016 páginas
...Commerce Act, the Federal Trade Commission Act, the Securities Act of 1933, the Federal Trade Commission Act, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the statutes administered by the United States Maritime Commission, the Federal Power Act, the...
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National Labor Relations Act and Proposed Amendments: Hearings ..., Partes19-24

United States. U.S. Congress. Senate. Committee on Education and Labor - 1940 - 1826 páginas
...Commerce Act, the Federal Trade Commission Act, the Securities Act of 1933, the Federal Trade Commission Act, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the statutes administered by the United States Maritime Commission, the Federal Power Act, the...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, or the Trust Indenture Act of 1939, over any person, security, or transaction, or (2) the rights,...
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Investigation of Concentration of Economic Power: Monograph

United States. Congress. House. Temporary National Economic Committee - 1941 - 510 páginas
...trusts and investment companies9 have had their effect. The enactment of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the revisions of bankruptcy and reorganization procedures, and the Investment Company Act of...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, or title II of this Act, over any person, security, or transaction,...
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Investment Trusts and Investment Companies: Hearings Before a ..., Parte3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 páginas
...or documents required to be filed with the Commission under this title, the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, or the Trust Indenture Act of 1939, by incorporating by reference any information or documents...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., Partes1-4

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...or documents required to be filed with the Commission under this title, the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, or the Trust Indenture Act of 1939, by incorporating by reference any information or documents...
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Independent Offices Appropriation Bill for 1943: Hearings ... 77th Congress ...

United States. Congress. House. Appropriations - 1941 - 1222 páginas
...record. As you already know, the Commission administers seven statutes: The Securities Act of 1933; the Securities Exchange Act of 1934; the Public Utility Holding Company Act of 1935; the Trust Indenture Act of 1939; the Investment Company Act of 1940; the Investment Advisers...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...) of Title 11 shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, Corporation in exchange for agricultural commodities shall, to the extent app 1935, the Trust Indenture Act of 1939, or subchapter П of this chapter, over any person, security,...
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Independent Offices Appropriation Bill for 1942: Hearings ... 77th Congress ...

United States. Congress. House. Appropriations - 1941 - 1532 páginas
...Commission will have to perform its numerous duties and functions under the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, chapter X of the National Bankruptcy Act and the Trust Indenture Act of 1939. The justifications...
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