Small Business Informational PackageU.S. Securities and Exchange Commission, 1988 - 315 páginas |
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Página 4
... Form 20 - F ( $ 249.220f of this chapter ) the issuer shall disclose the same kind of information required to be included in a registration statement filed under the Act on the form that the issuer would be entitled to ( 4 of 8 ) 4.
... Form 20 - F ( $ 249.220f of this chapter ) the issuer shall disclose the same kind of information required to be included in a registration statement filed under the Act on the form that the issuer would be entitled to ( 4 of 8 ) 4.
Página 5
... chapter ) . ( iii ) Exhibits required to be filed with the Commission as part of a registration statement or report , other than an annual report to shareholders or parts of that report incorporated by reference in a Form 10 - K report ...
... chapter ) . ( iii ) Exhibits required to be filed with the Commission as part of a registration statement or report , other than an annual report to shareholders or parts of that report incorporated by reference in a Form 10 - K report ...
Página 20
... Chapter II , of the Code of Federal Regulations is amended as follows : PART 231 INTERPRETIVE RELEASES RELATING TO THE SECURITIES ACT OF 1933 AND GENERAL RULES AND REGULATIONS THEREUNDER . 1. Part 231 is amended by adding this Release ...
... Chapter II , of the Code of Federal Regulations is amended as follows : PART 231 INTERPRETIVE RELEASES RELATING TO THE SECURITIES ACT OF 1933 AND GENERAL RULES AND REGULATIONS THEREUNDER . 1. Part 231 is amended by adding this Release ...
Página 74
... chapter ) . Summary Information , Risk Factors and Ratio of Earnings to Fixed Charges . Furnish the information required by Item 503 of Regulation S - K ( §229.503 of this chapter ) . Item 4 . Use of Proceeds . Item 5 . Item 6 . Item 7 ...
... chapter ) . Summary Information , Risk Factors and Ratio of Earnings to Fixed Charges . Furnish the information required by Item 503 of Regulation S - K ( §229.503 of this chapter ) . Item 4 . Use of Proceeds . Item 5 . Item 6 . Item 7 ...
Página 75
... chapter ) . Description of Securities to be Registered . Furnish the information required by Item 202 of Regulation S - K ( §229.202 of this chapter ) . Interests of Named Experts and Counsel . Furnish the information required by Item ...
... chapter ) . Description of Securities to be Registered . Furnish the information required by Item 202 of Regulation S - K ( §229.202 of this chapter ) . Interests of Named Experts and Counsel . Furnish the information required by Item ...
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Términos y frases comunes
accepted accounting principles accounting accredited investor additional affiliates aggregate offering price agreement amortization applicable appropriate audited balance sheet basis capital caption cash certificate chapter Column compensation computed consolidated costs CUSIP director disclosed disclosure dividends document effective date estimated exceed Exchange Act Exchange Commission executive officer exemption expenses fees financial information financial statements foreign forma furnished included income statement income tax incorporated by reference information required interest issuer liabilities limited partnership loans material offering circular offering statement oil and gas operations partner percent person post-effective amendment preferred stock presented principal prior pro forma programs proved reserves purchase pursuant to paragraph recent fiscal registrant's registration statement Regulation D Regulation S-K repurchase agreements required by Item revenues Rule schedule Securities Act Securities and Exchange security holders separately shares significant specified subsidiaries term thereof thereto tion transaction underwriters unit investment trust
Pasajes populares
Página 100 - ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract...
Página 228 - These securities have not been approved or disapproved by the Securities and Exchange Commission nor has the Commission passed upon the accuracy or adequacy of this prospectus. Any representation to the contrary Is a criminal offense.
Página 42 - Secretary shall be taken and held in all Courts to be as valid and binding as if due service had been made upon said applicant in the State of Kentucky.
Página 249 - equity security" means any stock or similar security: or any security convertible, with or without consideration, into such, a security, or carrying any warrant or right to subscribe to or purchase such a security ; or any such warrant or right ; or any other security which the...
Página 265 - ... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security...
Página 41 - Rule 260. (2) the notification, the offering circular or any other sales literature contains any untrue statement of a material fact or omits to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not misleading...
Página 77 - ... the statements herein required or the filing in substitution therefor of appropriate statements of comparable character. The Commission may also require the filing of other statements in addition to, or in substitution for, the statements herein required in any case where such statements...
Página 65 - ... shall be taken and held in all courts to be as valid and binding as if due service had been made upon said applicant in the State of Oklahoma.
Página 250 - predecessor" means a person the major portion of the business and assets of which another person acquired in a single succession or in a series of related successions in each of which the acquiring person acquired the major portion of the business and assets of the acquired person. Previnuxly filed or reported. — The terms "previously filed
Página 254 - Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940.