Small Business Informational PackageU.S. Securities and Exchange Commission, 1988 - 315 páginas |
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Página 13
... amounts involved would be considered part of the aggregate offering price . For this reason in plan- ning the transaction , the issuer should consider the full amount of the letters of credit in calculating the aggregate offering price ...
... amounts involved would be considered part of the aggregate offering price . For this reason in plan- ning the transaction , the issuer should consider the full amount of the letters of credit in calculating the aggregate offering price ...
Página 24
... amount already sold . Enter " 0 " if answer is " none " or " zero . " If the transaction is an exchange offering , check this box and indicate in the columns below the amounts of the securities offered for exchange and already exchanged ...
... amount already sold . Enter " 0 " if answer is " none " or " zero . " If the transaction is an exchange offering , check this box and indicate in the columns below the amounts of the securities offered for exchange and already exchanged ...
Página 27
... amount purchased in State ( Part C - Item 2 ) Number of Non - Accredited Amount Investors 5 Disqualification under State ULOE ( if yes , attach explanation of waiver granted ) ( Part E - Item1 ) Yes No Yes No 27 2 Intend to sell to non ...
... amount purchased in State ( Part C - Item 2 ) Number of Non - Accredited Amount Investors 5 Disqualification under State ULOE ( if yes , attach explanation of waiver granted ) ( Part E - Item1 ) Yes No Yes No 27 2 Intend to sell to non ...
Página 37
... amount of securities which may be offered under this regulation : ( 1 ) Unsold securities the offering of which has been withdrawn with the consent of the Commission by amending the pertinent offering statement to reduce the amount ...
... amount of securities which may be offered under this regulation : ( 1 ) Unsold securities the offering of which has been withdrawn with the consent of the Commission by amending the pertinent offering statement to reduce the amount ...
Página 50
... amount to be offered for their account and include a cross - reference to a fuller discussion elsewhere in the offer- ing circular . Such discussion should identify each selling security holder , state the amount owned by him , the amount ...
... amount to be offered for their account and include a cross - reference to a fuller discussion elsewhere in the offer- ing circular . Such discussion should identify each selling security holder , state the amount owned by him , the amount ...
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Términos y frases comunes
accepted accounting principles accounting accredited investor additional affiliates aggregate offering price agreement amortization applicable appropriate audited balance sheet basis capital caption cash certificate chapter Column compensation computed consolidated costs CUSIP director disclosed disclosure dividends document effective date estimated exceed Exchange Act Exchange Commission executive officer exemption expenses fees financial information financial statements foreign forma furnished included income statement income tax incorporated by reference information required interest issuer liabilities limited partnership loans material offering circular offering statement oil and gas operations partner percent person post-effective amendment preferred stock presented principal prior pro forma programs proved reserves purchase pursuant to paragraph recent fiscal registrant's registration statement Regulation D Regulation S-K repurchase agreements required by Item revenues Rule schedule Securities Act Securities and Exchange security holders separately shares significant specified subsidiaries term thereof thereto tion transaction underwriters unit investment trust
Pasajes populares
Página 100 - ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract...
Página 228 - These securities have not been approved or disapproved by the Securities and Exchange Commission nor has the Commission passed upon the accuracy or adequacy of this prospectus. Any representation to the contrary Is a criminal offense.
Página 42 - Secretary shall be taken and held in all Courts to be as valid and binding as if due service had been made upon said applicant in the State of Kentucky.
Página 249 - equity security" means any stock or similar security: or any security convertible, with or without consideration, into such, a security, or carrying any warrant or right to subscribe to or purchase such a security ; or any such warrant or right ; or any other security which the...
Página 265 - ... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security...
Página 41 - Rule 260. (2) the notification, the offering circular or any other sales literature contains any untrue statement of a material fact or omits to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not misleading...
Página 77 - ... the statements herein required or the filing in substitution therefor of appropriate statements of comparable character. The Commission may also require the filing of other statements in addition to, or in substitution for, the statements herein required in any case where such statements...
Página 65 - ... shall be taken and held in all courts to be as valid and binding as if due service had been made upon said applicant in the State of Oklahoma.
Página 250 - predecessor" means a person the major portion of the business and assets of which another person acquired in a single succession or in a series of related successions in each of which the acquiring person acquired the major portion of the business and assets of the acquired person. Previnuxly filed or reported. — The terms "previously filed
Página 254 - Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940.