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" Act of 1958 if it finds, having regard to the purposes of that act, that the enforcement of this act with respect to such securities is not necessary in the public interest and for the protection of investors. "
Decisions and Reports - Página 39
por United States. Securities and Exchange Commission - 1958
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Annual Report of the SEC.

United States. Securities and Exchange Commission - 1963 - 1134 páginas
...registration under the Act, if it finds that enforcement of the registration provisions of the Act with respect to such securities is not necessary in the public interest and for the protection of investors because of the small amount involved or the limited character of the public...
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Regulation of Sale of Securities: Hearing[s] Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1937 - 232 páginas
...of this Act. (c) The Commission may from time to time by rules and regulations, and subject to such terms and conditions as may be prescribed therein,...any class of securities to the securities exempted in subsection (a) of this section, if it deems that the application of this Act with respect to such...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...representatives or nominees. (b) The Commission may by its rules and regulations, and subject to such terms and conditions as may be prescribed therein, add any class of solicitations to the solicitations exempted as provided in this section, if it finds that the application...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...representatives or nominees. (b) The Commission may by its rules and regulations, and subject to such terms and conditions as may be prescribed therein, add any class of solicitations to the solicitations exempted as provided in this section, if it finds that the application...
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Trust Indentures: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 páginas
...of such Act. (c) The Commission may from time to time by rules and regulations, and subject to such terms and conditions as may be prescribed therein,...any class of securities to the securities exempted in subsection (a) of this section, if it deems that the application of this Act with respect to such...
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Trust Indentures. Hearings Before a Subcommittee ... on H.R. 10292 ... April ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...of such Act. (c) The Commission may from time to time by rules and regulations, and subject to such terms and conditions as may be prescribed therein,...any class of securities to the securities exempted in subsection (a) of this section, if it deems that the application of this Act with respect to such...
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Trust Indentures. Hearings Before Subcommittee ... on H.R. 2191 and H.R ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 324 páginas
...of such Act. "(c) The Commission may from time to time by rules and regulations, and subject to such terms and conditions as may be prescribed therein,...any class of securities to the securities exempted in subsection (a) of this section, if it deems that the application of this title with respect to such...
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Trust Indenture Act: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1939 - 222 páginas
...of such Act. "(c) The Commission may from time to time by rules and regulations, and subject to such terms and conditions as may be prescribed therein,...any class of securities to the securities exempted in subsection (a) of this section, if it deems that the application of this title with respect to such...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...Territory. (b) The Commission may from time to time by its rules and regulations, and subject to such terms and conditions as may be prescribed therein,...section, if it finds that the enforcement of this subchapter with respect to such securities is not necessary in the public interest and for the protection...
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Proposed Amendments to the Securities Act of 1933 and to the Securities ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 páginas
...The Commission may from time to time by its rules and regulations, or by order, and subject to such terms and conditions as may be prescribed therein. add any class of securities or any issue of securities to the securities exempted as provided in this section, if it finds that...
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