 Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the...  Decisions and Reports - Página 252por United States. Securities and Exchange Commission - 1958Vista completa - Acerca de este libro
 | United States. Federal Trade Commission - 1933 - 878 páginas
...statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading, the Commission may, after notice and opportunity for hearing, issue a stop order suspending the effectiveness of the registration statement... | |
 | United States. Supreme Court - 1936 - 1044 páginas
...omits to state any material fact 1 Opinion of the Court. required to be stated therein or necessary to make the statements therein not misleading, the...hearing (at a time fixed by the Commission) within fifteen days after such notice by personal service or the sending of such telegraphic notice, issue... | |
 | United States. Securities and Exchange Commission - 1936 - 1320 páginas
...registration •Utement If the Commission finds that such statement "Includes any untrue statements of a material fact or omits to state any material fact required to be stated therein or necessary to make tbe statements therein not misleading.") On November 4 and 6 intensive amendments... | |
 | United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...provisions of this title or any rule, regulation, or order thereunder, makes any untrue statement or a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...summary required to be sent, given, or furnished under subsection (a) (3), makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1937 - 244 páginas
...provisions of this Act or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
 | United States. Congress. House. Committee on the Judiciary - 1937 - 226 páginas
...required to be sent, :given, or furnished under subsection (a) (3), makes any untrue statement •of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...finds that — (1) Such declaration or the prospectus filed therewith includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (2) Any fact exists, a finding as to the... | |
 | United States. Securities and Exchange Commission - 1962 - 1022 páginas
...appears to the Commission at any time that the registration statement Includes any untrue statement of a material fact or omits to state any material fact...statements therein not misleading, the Commission may . . . Issue a stop order suspending the effectlreness of the registration statement. When such statement... | |
 | United States. Securities and Exchange Commission - 1956 - 716 páginas
...tin* that the registration statement Include* any BntnM statement of a material fact or omits to itato any material fact required to be stated therein or...therein not misleading, the Commission may, after notice . . . and . . . opportunity for bearing .... Issue a stop order suspending the effecthrtaeas of the... | |
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