Financial Services Modernization: Hearings Before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Banking and Financial Services, House of Representatives, One Hundred Fifth Congress, First Session, February 11, 13, 25, 1997U.S. Government Printing Office, 1997 - 666 páginas |
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Página 9
... operating subsidiary to engage in new securi- ties and insurance underwriting activities . There is no list of activi- ties except the unseen list in the mind of the controller . The result is confusion and guesswork where there should ...
... operating subsidiary to engage in new securi- ties and insurance underwriting activities . There is no list of activi- ties except the unseen list in the mind of the controller . The result is confusion and guesswork where there should ...
Página 10
... operating subsidiary model , but not because of any input Congress has given to the relative merits of the different institu- tional models , but only because the OCC has used its jurisdiction to make the operating subsidiary the most ...
... operating subsidiary model , but not because of any input Congress has given to the relative merits of the different institu- tional models , but only because the OCC has used its jurisdiction to make the operating subsidiary the most ...
Página 14
... operating subsidiary . This issue is critical to us . H.R. 268 would maintain current law and thus leave open the option of conducting new activities with the ex- ception of securities underwriting in a bank operating subsidiary . At ...
... operating subsidiary . This issue is critical to us . H.R. 268 would maintain current law and thus leave open the option of conducting new activities with the ex- ception of securities underwriting in a bank operating subsidiary . At ...
Página 15
... operating subsidiary option , in any final legislation . A second critical area is functional regulation . There is broad agreement on the concept of functional regulation . Drafting the ac- tual language , especially in the area of ...
... operating subsidiary option , in any final legislation . A second critical area is functional regulation . There is broad agreement on the concept of functional regulation . Drafting the ac- tual language , especially in the area of ...
Página 23
... operating nationally and inter- nationally is subject to competition at every size level from the smallest independent bank to the largest foreign bank . In terms of risk to the Bank and Insurance Fund from such a diversified struc ...
... operating nationally and inter- nationally is subject to competition at every size level from the smallest independent bank to the largest foreign bank . In terms of risk to the Bank and Insurance Fund from such a diversified struc ...
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Términos y frases comunes
activities affiliate assets bank holding company bank subsidiary Bankers banking and commerce banking organizations banking regulators believe benefit BENTSEN bill broker-dealer capital Chairman Chairwoman ROUKEMA commercial banking commercial paper committee Community Reinvestment Community Reinvestment Act competition concern Congress Congressman consumer protection corporate customers deposit insurance depository institutions discount window economy entities FDIC Federal Reserve Federal Reserve Act Federal Reserve Board financial institutions financial modernization financial services holding financial services industry financial system firewalls functional regulation going GREENSPAN hearing insurance companies insurance funds insured institutions Investment Company investors issue LAFALCE laws legislation lending Levitt loan look LUDWIG Madam Chairwoman marketplace mutual funds national banks non-bank oversight percent permit PIRG prepared statement problems question reform regulatory structure requirements risk rules safeguards safety and soundness securities firms services holding company sovereign credit subcommittee subsidy supervision testimony Thank tion underwriting VENTO VOLCKER
Pasajes populares
Página 378 - affiliate' of, or a person 'affiliated' with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "(f) Control. The term 'control' (including the terms 'controlling,
Página 409 - New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee.
Página 411 - The business of insurance, and every person engaged therein, shall be subject to the laws of the several States which relate to the regulation or taxation of such business.
Página 381 - ... (d) (1) It shall be unlawful for any person, directly or indirectly, by use of the mails or by any means or instrumentality of interstate commerce or of any facility of a national securities exchange or otherwise, to make a tender offer for, or a request or invitation for tenders...
Página 187 - Council of the American Bankers Association (ABA). ABA, on behalf of the more than two million men and women who work in the Nation's banks, brings together all categories of banking institutions to best represent the interests of this rapidly changing industry. Its membership — which includes community, regional and money center banks, and holding companies, as well as savings associations, trust companies, and savings banks — makes ABA the largest banking trade association in the country.
Página 378 - Control" (including the terms "controlling", "controlled by", and "under common control with") means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a...
Página 378 - control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract, or otherwise.
Página 384 - After the change of control the domestic insurer referred to in subsection a. would not be able to satisfy the requirements for the issuance of a license to write the line or lines of insurance for which it is presently licensed...
Página 623 - Before the SUBCOMMITTEE ON FINANCIAL INSTITUTIONS AND CONSUMER CREDIT of the COMMITTEE ON BANKING AND FINANCIAL SERVICES of the US HOUSE OF REPRESENTATIVES...
Página 577 - Reports, its other publications and from noncommercial contributions, grants and fees. In addition to reports on Consumers Union's own product testing, Consumer Reports...