Financial Services Modernization: Hearings Before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Banking and Financial Services, House of Representatives, One Hundred Fifth Congress, First Session, February 11, 13, 25, 1997U.S. Government Printing Office, 1997 - 666 páginas |
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Página 20
... entity . Offering of di- verse product lines in whatever corporate structure does not dimin- ish the regulation of the various entities or individual companies within the group . I would like to highlight , if I may , 20.
... entity . Offering of di- verse product lines in whatever corporate structure does not dimin- ish the regulation of the various entities or individual companies within the group . I would like to highlight , if I may , 20.
Página 22
... entities have a wide range of functionally - constrained affiliations with some type of federally - insured institution . There has never been any evidence that any of these entities pose any systemic or deposit insurance risk as they ...
... entities have a wide range of functionally - constrained affiliations with some type of federally - insured institution . There has never been any evidence that any of these entities pose any systemic or deposit insurance risk as they ...
Página 26
... entities is regulated . What I would like to address is this issue of firewalls in crisis . Chairwoman ROUKEMA . Please . Dr. POLLARD . Forgive me for taking a bit of an academic ap- proach . In the 1857 financial panic , in 1870 and ...
... entities is regulated . What I would like to address is this issue of firewalls in crisis . Chairwoman ROUKEMA . Please . Dr. POLLARD . Forgive me for taking a bit of an academic ap- proach . In the 1857 financial panic , in 1870 and ...
Página 28
... entities we are going to hear from today , whether it is securities , insurance , find certain comfort in the State or the SEC regulator that regulates them in terms of this financial holding company structure that we establish . What ...
... entities we are going to hear from today , whether it is securities , insurance , find certain comfort in the State or the SEC regulator that regulates them in terms of this financial holding company structure that we establish . What ...
Página 49
... entities without adverse consequences . It is ACLI's view that adding a bank to the mix would not pose any ad- ditional difficulties that could not be addressed through a combina- tion of firewalls and reporting requirements . We ...
... entities without adverse consequences . It is ACLI's view that adding a bank to the mix would not pose any ad- ditional difficulties that could not be addressed through a combina- tion of firewalls and reporting requirements . We ...
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Términos y frases comunes
activities affiliate assets bank holding company bank subsidiary Bankers banking and commerce banking organizations banking regulators believe benefit BENTSEN bill broker-dealer capital Chairman Chairwoman ROUKEMA commercial banking commercial paper committee Community Reinvestment Community Reinvestment Act competition concern Congress Congressman consumer protection corporate customers deposit insurance depository institutions discount window economy entities FDIC Federal Reserve Federal Reserve Act Federal Reserve Board financial institutions financial modernization financial services holding financial services industry financial system firewalls functional regulation going GREENSPAN hearing insurance companies insurance funds insured institutions Investment Company investors issue LAFALCE laws legislation lending Levitt loan look LUDWIG Madam Chairwoman marketplace mutual funds national banks non-bank oversight percent permit PIRG prepared statement problems question reform regulatory structure requirements risk rules safeguards safety and soundness securities firms services holding company sovereign credit subcommittee subsidy supervision testimony Thank tion underwriting VENTO VOLCKER
Pasajes populares
Página 378 - affiliate' of, or a person 'affiliated' with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "(f) Control. The term 'control' (including the terms 'controlling,
Página 409 - New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee.
Página 411 - The business of insurance, and every person engaged therein, shall be subject to the laws of the several States which relate to the regulation or taxation of such business.
Página 381 - ... (d) (1) It shall be unlawful for any person, directly or indirectly, by use of the mails or by any means or instrumentality of interstate commerce or of any facility of a national securities exchange or otherwise, to make a tender offer for, or a request or invitation for tenders...
Página 187 - Council of the American Bankers Association (ABA). ABA, on behalf of the more than two million men and women who work in the Nation's banks, brings together all categories of banking institutions to best represent the interests of this rapidly changing industry. Its membership — which includes community, regional and money center banks, and holding companies, as well as savings associations, trust companies, and savings banks — makes ABA the largest banking trade association in the country.
Página 378 - Control" (including the terms "controlling", "controlled by", and "under common control with") means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a...
Página 378 - control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract, or otherwise.
Página 384 - After the change of control the domestic insurer referred to in subsection a. would not be able to satisfy the requirements for the issuance of a license to write the line or lines of insurance for which it is presently licensed...
Página 623 - Before the SUBCOMMITTEE ON FINANCIAL INSTITUTIONS AND CONSUMER CREDIT of the COMMITTEE ON BANKING AND FINANCIAL SERVICES of the US HOUSE OF REPRESENTATIVES...
Página 577 - Reports, its other publications and from noncommercial contributions, grants and fees. In addition to reports on Consumers Union's own product testing, Consumer Reports...