Decisions and Reports, Volumen19U.S. Government Printing Office, 1951 |
Otras ediciones - Ver todas
Decisions and Reports, Volumen3 United States. Securities and Exchange Commission Vista completa - 1940 |
Decisions and Reports, Volumen9 United States. Securities and Exchange Commission Vista completa - 1943 |
Decisions and Reports, Volumen4 United States. Securities and Exchange Commission Vista completa - 1940 |
Términos y frases comunes
accrued aggregate agreement amended plan amortization applicable appropriate approval balance sheet basis capital stock capital surplus carrying value cash charges common stock Commonwealth consolidated Corporation dealer debentures December 31 depreciation depreciation reserve distribution earned surplus Edison Electric Company estimated excess profits taxes expenses Federal Power Commission filed forma Gross income holders Holding Company Act income statements interest Investment Company investors issuance Kansas liabilities Light Company March 31 ment merger Missouri Union mortgage bonds NASD North American operating revenues original cost outstanding pany par value PENELEC percent Power & Light Power Company preferred stock principal amount pro forma proposed transactions provisions of Section Public Service Public Utility Public Utility Holding purchase pursuant to Section redemption registered holding company reserve respect Rule Section 11 securities selling shares of common Stock Exchange stockholders subsidiary companies tion Total underwriters utility company Utility Holding Company utility plant voting
Pasajes populares
Página 496 - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such other per(C) any person directly or indirectly controlling, controlled by, or under common control with, such other person...
Página 757 - ... (b) To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered, any manipulative or deceptive device or contrivance in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors.
Página 632 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, the Commission may, after notice by personal service or...
Página 757 - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud...
Página 257 - ... to appoint a trustee, and the court may constitute and appoint the Commission as sole trustee, to hold or administer, under the direction of the court and in accordance with the plan theretofore approved by the court and the Commission, the assets so possessed.
Página 495 - ... or from engaging in or continuing any conduct or practice in connection with any such activity, or in connection with the purchase or sale of any security...
Página 413 - Commission may prescribe as necessary or appropriate in the public interest and to insure to investors protection comparable to that provided by and under authority of this title In the case of national securities exchanges...
Página 464 - ... the rules of the association are designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to provide safeguards against unreasonable profits or unreasonable rates of commissions or other charges...
Página 759 - manipulative, deceptive, or other fraudulent device or contrivance", as used in section 15 (c) of the act, is hereby defined to include any act of any broker or dealer designed to effect with or for...
Página 496 - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such...