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" Commission under the Securities Act of 1933 and the Securities and Exchange Act of 1934. "
Interstate Commerce Commission Reports: Reports and Decisions of the ... - Página 314
por United States. Interstate Commerce Commission - 1975
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Interstate Commerce Commission Reports: Reports and Decisions of ..., Volumen348

United States. Interstate Commerce Commission - 1975 - 1066 páginas
...preexisting agreements and elimination of the forecast requirements in Form BF-6. 8. Pacific /ntermountain Express Co., et al. (PIE). — PIE suggests that the...absence of this exception in the order accompanying (he 1973 report. Similarly it is noted that the exemption for dividends does not appear in the order....
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Utility Corporations: Letters from the Chairman of the ..., Volúmenes73-76

United States. Federal Trade Commission - 1935 - 1440 páginas
...funds, con* This nnd some of thp other provlRlone relating to securities are. In part, covered by the Securities Act of 1933, and the Securities and Exchange Act of 1934, but it seems advisable to include specific provisions in the present proposal. stituting a misdemeanor...
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Public Utility Holding Company Act of 1935: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 páginas
...afforded "This and some of the other provisions relating to securities are. In part, covered b7 the Securities Act of 1933, and the Securities and Exchange Act of 1934. but It aeena advisable to Include specific provisions In the present proposal. * by muting the adoption...
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Departments of State and Justice, the Judiciary, and Related Agencies ...

United States. Congress. House. Committee on Appropriations - 1940 - 506 páginas
...I did on yesterday afternoon, the emphasis we are laying on commercial frauds, especially under the Securities Act of 1933 and the Securities and Exchange Act of 1934. I would like to say that by having such a strong provision we are educating the district attorneys...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...you explain to the committee just why it is that through publicity and the other provisions of the Securities Act of 1933, and the Securities and Exchange Act of 1934, some of the abuses complained of in connection with this bill cannot be reached? Mr. HEALY. Yes, sir;...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volumen3

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 páginas
...capital and credit into the securities of business, by legislative correction of those provisions of the Securities Act of 1933 and the Securities and Exchange Act of 1934 which are so unduly burdensome and punitive as to discourage the normal development of new enterprises...
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Absorption of Exchange Or Collection Charges by Member Banks: Hearings ...

United States. Congress. Senate. Committee on Banking and Currency - 1945 - 336 páginas
...deposits in the banking system. Insofar as the dangers of speculative uses of funds are concerned, the Securities Act of 1933 and the Securities and Exchange Act of 1934, as well as othei amendments to the law, give to the Federal Reserve ample powers with which to deal...
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Absorption of Exchange Or Collection Charges by Member Banks, Hearings ...

United States. Congress. Senate. Committee on Banking and Currency - 1944 - 356 páginas
...deposits in the banking system. Insofar as the dangers of speculative uses of funds are concerned, the Securities Act of 1933 and the Securities and Exchange Act of 1934, as well as other amendments to the law, give to the Federal Reserve ample powers with which to deal...
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Cartels and Combines in the Occupied Areas: American Policy Concerning ...

United States. Department of State - 1947 - 24 páginas
...can issue securities. The information requirements are somewhat similar to those of the United States Securities Act of 1933 and the Securities and Exchange Act of 1934. The effect of the Japanese act upon the zaibatsu will be to force them to release information regarding...
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The Code of Federal Regulations of the United States of America

1997 - 734 páginas
...Commission. Statement of the Commission calling attention to requirements in its forms and rules under the Securities Act of 1933 and the Securities and Exchange Act of 1934 for disclosure of legal proceedings and descriptions of registrant's business as these requirements...
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