The Code of Federal Regulations of the United States of AmericaU.S. Government Printing Office, 1970 The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government. |
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Página 102
... transaction is fair to both accounts and if such transaction is not prohibited by the terms of any governing instru- ment or by local law . ( e ) A national bank may make a loan to an account from the funds belonging to another such ...
... transaction is fair to both accounts and if such transaction is not prohibited by the terms of any governing instru- ment or by local law . ( e ) A national bank may make a loan to an account from the funds belonging to another such ...
Página 111
... transaction and the names of the parties thereto ; and ( b ) The bank has at any time within the past six months sent or given to its equity security holders the substance of the information contained in the state- ment required by ...
... transaction and the names of the parties thereto ; and ( b ) The bank has at any time within the past six months sent or given to its equity security holders the substance of the information contained in the state- ment required by ...
Página 113
... shares which must approve the transaction before it is consummated . ( b ) For each bank involved in a merger , consolidation , or acquisition , the following financial statements should 113 Title 12 - Chapter I $ 11.6.
... shares which must approve the transaction before it is consummated . ( b ) For each bank involved in a merger , consolidation , or acquisition , the following financial statements should 113 Title 12 - Chapter I $ 11.6.
Página 114
... transaction to which the bank or any of its affiliates will or may be a party , describe such arrangement or understanding . Item 10. State whether or not he will bear any part of the expense incurred in the solicitation . If so ...
... transaction to which the bank or any of its affiliates will or may be a party , describe such arrangement or understanding . Item 10. State whether or not he will bear any part of the expense incurred in the solicitation . If so ...
Página 115
... transaction and names of the parties thereto . the Instruction . If the source of funds is a loan made in the ordinary course of busi- ness by a bank , the person filing the state- ment may , at his option , omit the name of the bank ...
... transaction and names of the parties thereto . the Instruction . If the source of funds is a loan made in the ordinary course of busi- ness by a bank , the person filing the state- ment may , at his option , omit the name of the bank ...
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Términos y frases comunes
agency amended amount annual percentage rate applicable assets Authority Revenue Bonds bank holding company bank's banks under paragraph Board of Governors bonds to finance capital cash certificate City collateral Comptroller convertible security corporation County credit in support creditor Currency directors disclosures eligible for purchase employee equity securities exempt faith and credit Federal Reserve Act Federal Reserve Bank Federal Reserve System fiduciary filed finance charge funds furnished holding by national interest maturity member bank ment national banks obligations officer operating Opinion paragraph Seventh participation payable payment percent period person political subdivision principal proxy purpose pursuant registered Regulation requested to rule Revenue Bonds savings deposits Securities Exchange security holders Seventh of 12 shares solicitation specified suant subsidiary term thority tion tional banks transaction trust underwriting and unlimited unlimited holding
Pasajes populares
Página 345 - No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities...
Página 221 - Commission may also by informal written notice require the filing of other statements in addition to, or in substitution for, the statements herein required In any case where such statements are necessary or appropriate for an adequate presentation of the financial condition of any person whose financial statements are required, or whose statements are otherwise necessary for the protection of investors.
Página 180 - associate" used to indicate a relationship with any person, means (1) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,...
Página 262 - System and that consideration has been given to the financial history and condition of the bank, the adequacy of its capital structure. its future earnings prospects, the general character of its management, the convenience and needs of the community to be served by the bank, and whether or not its corporate powers are consistent with the purposes of the Federal Deposit Insurance Act.
Página 351 - bank services" means services such as check and deposit sorting and posting, computation and posting of interest and other credits and charges, preparation and mailing of checks, statements, notices, and similar items, or any other clerical, bookkeeping, accounting, statistical, or similar functions performed for a bank. (c) The term "bank service corporation...
Página 225 - Including but not limited to transfer of any of the securities, joint ventures, loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into, and giving the details thereof.
Página 211 - ... (b) If the rights of holders of such stock may be modified otherwise than by a vote of a majority or more of the shares outstanding, voting as a class, so state and explain briefly. (c) Outline briefly any restriction on the repurchase or redemption of shares by the bank while there is any arrearage in the payment of dividends or BlTifrltig fund installments. If there is no such restriction, so state.
Página 209 - Its subsidiaries for such year or a prior year (or where otherwise Impracticable to state the estimated annual benefits upon retirement) there shall be set forth, in lieu of the information called for by Column (C), the aggregate amount set aside or accrued to date, unless impracticable to do so.
Página 181 - material", when used to qualify a requirement for the furnishing of information as to any subject, limits the information required to those matters as to which an average prudent investor ought reasonably to be informed before buying or selling the security registered.
Página 155 - Each Federal reserve bank shall keep itself informed of the general character and amount of the loans and investments of its member banks with a view to ascertaining whether undue use is being made of bank credit for the speculative carrying of or trading in securities, real estate, or commodities, or for any other purpose inconsistent with the maintenance of sound credit conditions...