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" ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction... "
FDIC Report on Preferential Bank Lending: Hearing Before the Committee on ... - Página 16
por United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1978 - 188 páginas
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Interstate Commerce Commission Reports: Reports and Decisions of ..., Volumen348

United States. Interstate Commerce Commission - 1975 - 1066 páginas
...herein, means the possession directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract or otherwise. If in any instance the existence of control is or may be open to reasonable...
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Interstate Commerce Commission Reports: Reports and Decisions of ..., Volumen348

United States. Interstate Commerce Commission - 1975 - 1030 páginas
...herein, means the possession directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract or otherwise. If in any instance the existence of control is or may be open to reasonable...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 páginas
...means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or officer....
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Decisions and Reports

United States. Securities and Exchange Commission - 1958 - 1232 páginas
...defined as "the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract or otherwise". Respondents state that they reasonably believed that the companies classified...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1955 - 144 páginas
...means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, lay contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or...
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The Code of Federal Regulations of the United States of America ..., Libro 3

1943 - 1104 páginas
..."control" means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract or otherwise. • (b) The term "affiliate" means the existence of a relationship between two...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volumen5

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 264 páginas
...defined to mean "the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract, or otherwise." The Commission has reasonable grounds to believe that in 1934 general proxies,...
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Decisions and Orders, Volumen1

United States. Bituminous Coal Division - 1943 - 1380 páginas
..."control" means the possession, direct or indirect of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract or otherwise. The term "affiliate" means the existence of a relationship between two persons...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1969 - 1140 páginas
..."person" means a corporation, partnership, association, or other business entity; any trust; or any natural person. (3) Control The term "control" (including...whether through the ownership of voting securities, by contract, or otherwise. (4) Insider. The term "insider" means any officer or employee who participates...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1977 - 966 páginas
...apply to the Issuer and each participant in the same manner as In the case of a participated loan. indirectly, of the power to direct or cause the direction...whether through the ownership of voting securities, by contract, or otherwise. (4) Insider. The term "insider" means any officer or employee who participates...
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