Decisions and Reports, Volumen8U.S. Government Printing Office, 1941 |
Dentro del libro
Página 592
... person- ... who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security ( other than an exempted security ) which is regis- tered on a national securities exchange , or who is a ...
... person- ... who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security ( other than an exempted security ) which is regis- tered on a national securities exchange , or who is a ...
Página 711
... person who is directly or indirectly the beneficial owner of more than 10 percent of such unlisted security : Provided , That such person is neither a director or officer of the issuer thereof nor directly or indirectly the beneficial ...
... person who is directly or indirectly the beneficial owner of more than 10 percent of such unlisted security : Provided , That such person is neither a director or officer of the issuer thereof nor directly or indirectly the beneficial ...
Otras ediciones - Ver todas
Decisions and Reports, Volumen3 United States. Securities and Exchange Commission Vista completa - 1940 |
Decisions and Reports, Volumen9 United States. Securities and Exchange Commission Vista completa - 1943 |
Decisions and Reports, Volumen4 United States. Securities and Exchange Commission Vista completa - 1940 |
Términos y frases comunes
acquisition applicant applicant's approval assets ATCO capital surplus cash certificate Chairman Frank Cities Service Cities Service Company Commission Commissioners Healy common stock Consolidated Corporation debentures debt December 31 declaration depreciation depreciation reserve directors dividends earned surplus effect Eicher Electric Company exemption Federal filed financing FINDINGS AND OPINION forma funds Gas and Electric Gas Company Georgia Power Company hearing held Holding Company Act income indenture Investment Company issuance issue and sale J. P. Morgan Light and Power Michigan Morgan Stanley mortgage bonds Natural Gas operating outstanding pany par value payment percent Power Company preferred stock present principal amount pro forma proceeding protection of investors public interest Public Utility Holding purchase pursuant to Section record registered holding company registrant's registration statement reorganization requirements respect Rule Section 11 stockholders subsidiary company tion trustee underwriters United Light Utility Holding Company voting York Curb Exchange
Pasajes populares
Página 915 - Many forms of conduct permissible in a workaday world for those acting at arm's length, are forbidden to those bound by fiduciary ties. A trustee is held to something stricter than the morals of the market place. Not honesty alone, but the punctilio of an honor the most sensitive, Is then the standard of behavior.
Página 122 - If any such person is named as having prepared or certified a report or valuation (other than a public official document or statement) which is used in connection with the registration statement...
Página 767 - Commission shall grant such application and issue such order of exemption if evidence establishes that — (1) the terms of the proposed transaction, including the consideration to be paid or received, are reasonable and fair and do not involve overreaching on the part of any person concerned...
Página 528 - ... securities of which the seller is the issuer and which are part of a general offering to the holders of a...
Página 154 - Investment adviser" means any person who, for compensation, engages In the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of Investing in, purchasing, or selling securities...
Página 231 - Act of 1933, as amended, information substantially equivalent to that available pursuant to rules or regulations of the Commission in respect of a security duly listed and registered on a national securities exchange...
Página 409 - To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such action as the Commission shall find necessary to limit the operations of the holding-company system of which such company is a part to a single integrated publicutility system, and to such other businesses as are reasonably incidental, or economically necessary or appropriate...
Página 444 - Commission may deem necessary or appropriate in the public interest or for the protection of investors or consumers, any registered holding company or any subsidiary company of a registered holding company may, at any time after January 1, 1936, submit a plan to the Commission for the divestment of control, securities, or other assets, or for other action by such company or any subsidiary company thereof...
Página 758 - Commission finds that (i) the applicant is not controlled, directly or indirectly, by such holding company (either alone or pursuant to an arrangement or understanding with one or more other persons...
Página 447 - In a contiguous foreign country; and (C) The continued combination of such systems under the control of such holding company is not so large (considering the state of the art and the area or region affected) as to impair the advantages of localized management, efficient operation, or the effectiveness of regulation.