Act of 1933, as amended, information substantially equivalent to that available pursuant to rules or regulations of the Commission in respect of a security duly listed and registered on a national securities exchange... Decisions and Reports - Página 231por United States. Securities and Exchange Commission - 1941Vista completa - Acerca de este libro
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 páginas
...periodic reports or other data filed pursuant to rules or regulations prescribed by the Commission under this title or the Securities Act of 1933, as amended,...and registered on a national securities exchange, hut such unlisted trading privileges shall continue in effect only so long as such a registration statement... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1936 - 144 páginas
...periodic reports or other data filed pursuant to regulations promulgated by the Commission under this Act or the Securities Act of 1933, as amended, information...substantially equivalent to that available pursuant to regulations of the Commission in respect of a security duly listed and registered on a national securities... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 páginas
...other security of which is duly listed and registered on any national securities exchange, except that such unlisted trading privileges shall continue in effect only so long as any other security of said issuer shall remain listed and registered on any national securities exchange;... | |
| United States. Securities and Exchange Commission - 1950 - 948 páginas
...periodic reports or other data filed pursuant to rules or regulations prescribed by the Commission under this title or the Securities Act of 1933, as amended,...privileges shall continue in effect only so long as such registration statement remains effective and such periodic reports or other data continue to be so... | |
| United States. Securities and Exchange Commission - 1941 - 1192 páginas
...fork Curb Exchange, etc., 6 8. EC 901 (1940). stantially equivalent to that available pursuant to the rules or regulations of the Commission in respect...and registered on a national securities exchange. An appropriate order will be issued in accordance with this opinion. By the Commission: Commissioner... | |
| United States. Securities and Exchange Commission - 1943 - 1160 páginas
...Exchange Act or the Securities Act, information substantially equivalent to that available pursuant to the rules or regulations of the Commission in respect...and registered on a national securities exchange. DUTIES OF ISSUERS, OF THE OFFICERS AND DIRECTORS OF THE ISSUERS, AND OF BENEFICIAL OWNERS OF MORE THAN... | |
| United States. Securities and Exchange Commission - 1956 - 900 páginas
...(2) may extend unlisted trading privileges to any security duly listed and registered on any other national securities exchange, but such unlisted trading...privileges shall continue in effect only so long as such security shall remain listed and registered on any other national securities exchange; 2 or (3) may... | |
| United States - 1938 - 48 páginas
...(2) may extend unlisted trading privileges to any security duly listed and registered on any other national securities exchange, but such unlisted trading...privileges shall continue in effect only so long as such security shall remain listed and registered on any other national securities exchange;2 or (3) may... | |
| United States. Securities and Exchange Commission - 1946 - 152 páginas
...security which is the subject of the application, information substantially equivalent to that available in respect of a security duly listed and registered on a national securities exchange. (9) Any other information which is deemed pertinent to the question of whether the continuation or... | |
| United States - 1953 - 1692 páginas
...(2) may extend unlisted trading privileges to any security duly listed and registered on any other x, the proper and adequate rates of depreciation and...amortization of the several classes of property of each nat security shall remain listed and registered on any other national securities exchange; or (3) may extend... | |
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