Decisions and Reports, Volumen8

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Página 913 - Many forms of conduct permissible in a workaday world for those acting at arm's length, are forbidden to those bound by fiduciary ties. A trustee is held to something stricter than the morals of the market place. Not honesty alone, but the punctilio of an honor the most sensitive, Is then the standard of behavior.
Página 120 - If any such person is named as having prepared or certified a report or valuation (other than a public official document or statement) which is used in connection with the registration statement...
Página 765 - Commission shall grant such application and issue such order of exemption if evidence establishes that — (1) the terms of the proposed transaction, including the consideration to be paid or received, are reasonable and fair and do not involve overreaching on the part of any person concerned...
Página 526 - ... securities of which the seller is the issuer and which are part of a general offering to the holders of a...
Página 152 - Investment adviser" means any person who, for compensation, engages In the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of Investing in, purchasing, or selling securities...
Página 229 - Act of 1933, as amended, information substantially equivalent to that available pursuant to rules or regulations of the Commission in respect of a security duly listed and registered on a national securities exchange...
Página 407 - To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such action as the Commission shall find necessary to limit the operations of the holding-company system of which such company is a part to a single integrated publicutility system, and to such other businesses as are reasonably incidental, or economically necessary or appropriate...
Página 442 - Commission may deem necessary or appropriate in the public interest or for the protection of investors or consumers, any registered holding company or any subsidiary company of a registered holding company may, at any time after January 1, 1936, submit a plan to the Commission for the divestment of control, securities, or other assets, or for other action by such company or any subsidiary company thereof...
Página 756 - Commission finds that (i) the applicant is not controlled, directly or indirectly, by such holding company (either alone or pursuant to an arrangement or understanding with one or more other persons...
Página 445 - In a contiguous foreign country; and (C) The continued combination of such systems under the control of such holding company is not so large (considering the state of the art and the area or region affected) as to impair the advantages of localized management, efficient operation, or the effectiveness of regulation.

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