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" ... (2) If any material change occurs in the facts set forth in the statements to the issuer and the exchange, and in the statement filed with the Commission, an amendment shall be transmitted to the issuer and the exchange... "
Insurance Proposals for the District of Columbia: Hearings Before the ... - Página 74
por United States. Congress. House. District of Columbia Committee - 1973 - 100 páginas
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1970
...continues after such date, file the statement required by this rule on or before August 12, 1968. (b) If any material change occurs in the facts set forth in the statement required by paragraph (a) of this rule, the person who filed such statement shall promptly file with...
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The Code of Federal Regulations of the United States of America

1970
...continues after such date, file the statement required by this paragraph on or before August 20, 1968. (2) If any material change occurs in the facts set forth in the statement required by subparagraph ( 1 ) of this paragraph, the person who filed such statement shall promptly...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1999
...16, 1998; 63 FR 15287, Mar. 31, 1998] §240.13d-2 Filing of amendments to Schedules 1 3D or 13G. (a) If any material change occurs in the facts set forth in the Schedule 13D (§240.13d-101) required by §240.13dl(a), including, but not limited to, any material...
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The Code of Federal Regulations of the United States of America

1990
...10703. Feb. 23. 1979] §240.13d-2 Filing of amendments to Schedules 13D or 13G. (a) Schedule 13D—If any material change occurs in the facts set forth in the statement required by Rule 13dl(a) (§ 240.13dl(a)). including, but not limited to, any material increase or...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1984
...only reflect information which the filing person knows or has reason to know. (4)(i) Form F-ll—U any material change occurs in the facts set forth in the statement required by paragraph (h)(3)(i) of this section including, but not limited to, any material increase...
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Comptroller's Manual for National Banks: Laws, Regulations, Rulings

United States. Office of the Comptroller of the Currency - 1966
...contracts, arrangements, or understanding have been entered into, and giving the details thereof. (2) If any material change occurs in the facts set forth in the statements to the issuer and the exchange, and- in the statement filed with the Commission, an amendment...
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Full Disclosure of Corporate Equity Ownership and in Corporate Takeover Bids ...

United States. Congress. Senaate. Banking and Currency Committee - 1967 - 257 páginas
...other major change in its business or corporate structure." Subsection (B) would also require that "If any material change occurs in the facts set forth in the statements to the issuer and the exchange and the statement filed with the Commission, an amendment...
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Takeover Bids: Hearing, Ninetieth Congress, Second Session ... July 1, 1968

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1968 - 76 páginas
...contracts, arrangements, or understandings have been entered into, and giving the details thereof. "(2) If any material change occurs in the facts set forth in the statements to the issuer and the exchange, and in the statement filed with the Commission, an amendment...
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Takeover Bids, Hearing Before the Subcommittee on Commerce and Finance ...

United States. Congress. House. Interstate and Foreign Commerce - 1968 - 76 páginas
...contracts, arrangements, or understandings have been entered into, and giving the details thereof. "(2) If any material change occurs in the facts set forth in the statements to the issuer and the exchange, and in the statement filed with the Commission, an amendment...
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Problems in the Securities Industry: Hearing, Ninety-first Congress, First ...

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1969 - 138 páginas
...continues tifter such ilaro, file the statement required by this rule on or before August 12, 1968. (b) If any material change occurs in the facts set forth in the statement rvquired by paragraph (a) of this rule, the person who filed such statement nhall promptly file with...
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