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" affiliate' of, or a person 'affiliated' with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "(f) Control. The term... "
Insurance Proposals for the District of Columbia: Hearings Before the ... - Página 71
por United States. Congress. House. District of Columbia Committee - 1973 - 100 páginas
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Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1941
..."purchased from an affiliate . . ." An "affiliate" of a specified person, according to Rule 455, is "a person that directly, or indirectly through one...under common control with, the person specified." Since there is nothing in the response to item 27 which indicates that any of the property listed is...
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Decisions and Reports, Volumen38

United States. Securities and Exchange Commission - 1960
...financial statements therein. * Under Rule 1-02 of Regulation SX, an affiliate of a specified person Is a person that directly, or indirectly through one...Is under common control with, the person specified. 82 S.KC. 377, 389 (1937). t Accounting Series Release No. 2 (May 6, 1937). of non-independence was...
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Decisions and Reports, Volumen37

United States. Securities and Exchange Commission - 1958
...such person directly or indirectly through one or more intermediaries". "Affiliate" was defined as "a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with such person". And "control" was defined as "the possession, directly or indirectly,...
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Decisions and Reports, Volumen5

United States. Securities and Exchange Commission - 1941
...registrant directly or Indirectly through one or more Intermediaries." The term "affiliate" Is defined as "a person that directly, or Indirectly through one...Intermediaries, controls, or Is controlled by, or Is under common control with, the registrant." The term "person" Is defined In Section 2 (2) of the Securities...
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The Code of Federal Regulations of the United States of America Having ...

1943
...5. Part B — Question 5. For the purposes of this report, an "affiliate" of a specified person is a person that directly, or Indirectly through one or more intermediaries, controls, or Is under common control with, a person specified. A "subsidiary" of a specified person is a person controlled...
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The Code of Federal Regulations of the United States of America ..., Libro 5

1948
...to Indicate a relationship with the applicant, shall Include any person or concern that directly, or Indirectly through one or more Intermediaries, controls, or is controlled by, or is under common control with, the applicant. The term "control" (including the terms "controlled by" and...
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United States Code

United States - 2000
...the following definitions shall apply: (1) Affiliate of the issuer The term "affiliate of the Issuer" means a person that directly or indirectly, through...intermediaries, controls or is controlled by or Is under common control with, the issuer. (2) Covered class action (A) In general The term "covered class...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volumen5

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942
...or indirectly through one or more intermediaries: an "affiliate" of a specified person is defined as a person that directly, or indirectly through one...is under common control with, the person specified ; the term "control" (including the terms "controlling," "controlled by" and "under common control...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1984
...term "affiliate" (whether referred to as an "affiliate" of, or a person "affiliated" with, a specified person) means a person that directly, or indirectly...is under common control with, the person specified. (c) The term "amount", when used with respect to securities, means the principal amount if relating...
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The Code of Federal Regulations of the United States of America

1967
...otherwise requires: (a) Affiliate. An "affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one...under common control with, the person specified. (b) Bank holding company. The term "bank holding company" means a person which is engaged, either directly...
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