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" Act of 1933 ; (B) any acquisition of the beneficial ownership of a security which, together with all other acquisitions by the same person of securities of the same class during the preceding twelve months... "
Insurance Proposals for the District of Columbia: Hearings Before the ... - Página 74
por United States. Congress. House. District of Columbia Committee - 1973 - 100 páginas
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968
...this subsection shall not apply to — "(A) any acquisition or offer to acquire securities made or proposed to be made by means of a registration statement under the Securities Act of 1933 ; "(B) any acquisition of the beneficial ownership of a security which, together with all other...
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Foreign Agents Registration Act Amendments: Hearing, Eighty-ninth Congress ...

United States. Congress. Senate. Committee on Foreign Relations - 1965 - 73 páginas
...government and the representation of a foreign government in connection with the preparation and filing of a registration statement under the Securities Act of 1933, or in the courts or before administrative agencies — activities which by their very nature make disclosure...
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Comptroller's Manual for National Banks: Laws, Regulations, Rulings

United States. Office of the Comptroller of the Currency - 1966
...subsection shall not apply to any offer for, or request or invitation for tenders of, any security — (A) proposed to be made by means of a registration statement under the Securities Act of 1933; (B) if the acquisition of such security, together with all other acquisitions by the same person...
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Full Disclosure of Corporate Equity Ownership and in ..., Volúmenes22-23

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1967 - 257 páginas
...the bill. Section 4 (A) of the bill exempts "any acquisition or offer to acquire securities made or proposed to be made by means of a registration statement under the Securities Act of 1933". Securities are not acquired or offered "by means of a registration statement", but are offered...
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Full Disclosure of Corporate Equity Ownership and in Corporate Takeover Bids ...

United States. Congress. Senaate. Banking and Currency Committee - 1967 - 257 páginas
...the bill. Section 4 (A) of the bill exempts "any acquisition or offer to acquire securities made or proposed to be made by means of a registration statement under the Seciirities Act of 1933". Securities are not acquired or offered "by means of a registration statement",...
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Takeover Bids: Hearing, Ninetieth Congress, Second Session ... July 1, 1968

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1968 - 76 páginas
...this subsection shall not apply to — "(A) any acquisition or offer to acquire securities made or proposed to be made by means of a registration statement under the Securities Act of 1933 ; "(B) any acquisition of the beneficial ownership of a security which, together with all other...
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Takeover Bids, Hearing Before the Subcommittee on Commerce and Finance ...

United States. Congress. House. Interstate and Foreign Commerce - 1968 - 76 páginas
...subsection shall not apply to any offer for, or request or invitation for tenders of, any security — "(A) proposed to be made by means of a registration statement under the Securities Act of 1933; "(B) if the acquisition of such security, together with all other acquisitions by the same person...
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Summary of Activities, 1968

United States. Congress. Senate. Committee on Banking and Currency - 1968 - 169 páginas
...among afl shareholders who tender their shares. Section 14(d)(8) exempts from section 14(d) any offer made by means of a registration statement under the Securities Act of 1933, or made by the issuer of the security, or which the Securities and Exchange Commission exempts by rules...
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Role of Giant Corporations: Hearings, Ninety-first Congress ..., Volumen2,Parte2

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 5895 páginas
...of this subsection shall not apply to — (A) any acquisition or offer to acquire securities made or proposed to be made by means of a registration statement under the Securities Act of 1933 ; (B) any acquisition of the beneficial ownership of a security which, together with all other...
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Role of Giant Corporations: Hearings, Ninety-first Congress, First Session ...

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 5895 páginas
...14(d) applicable to insurance companies and the provisions of Section 14(d) applicable to tender offers made by means of a registration statement under the Securities Act of 1933. Statements with respect to reportable acquisition made after December 22, 1970 but prior to publication...
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