General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1963 |
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Página vii
... Voting securities and principal holders thereof .--- 4. Interest of certain persons in matters to be acted upon .. 6. Nominees and directors .. 7. Remuneration and other transactions with management and others ......... . 8. Selection ...
... Voting securities and principal holders thereof .--- 4. Interest of certain persons in matters to be acted upon .. 6. Nominees and directors .. 7. Remuneration and other transactions with management and others ......... . 8. Selection ...
Página 22
... voting securities , by contract , or otherwise . Employee . The term " employee " does not in- clude a director , trustee ... vote for the election of direc- tors , is owned by the subsidiary's parent and / or one or more of the parent's ...
... voting securities , by contract , or otherwise . Employee . The term " employee " does not in- clude a director , trustee ... vote for the election of direc- tors , is owned by the subsidiary's parent and / or one or more of the parent's ...
Página 24
... Voting securities . The term " voting securi- ties " means securities the holders of which are presently entitled to vote for the election of directors . Wholly - owned subsidiary . The term " wholly- owned subsidiary " means a ...
... Voting securities . The term " voting securi- ties " means securities the holders of which are presently entitled to vote for the election of directors . Wholly - owned subsidiary . The term " wholly- owned subsidiary " means a ...
Página 38
... voting trustee ) or held in his custody , if such person- ( 1 ) receives no commission or remuneration for such solicitation , directly or indirectly , other than reimbursement of reasonable expenses ( 2 ) furnishes promptly to the ...
... voting trustee ) or held in his custody , if such person- ( 1 ) receives no commission or remuneration for such solicitation , directly or indirectly , other than reimbursement of reasonable expenses ( 2 ) furnishes promptly to the ...
Página 39
... vote for the election of any person to any office for which a bona fide nominee is not named in the proxy statement , or ( 2 ) to vote at any annual meeting other than the next annual meeting ( or any adjournment thereof ) to be held ...
... vote for the election of any person to any office for which a bona fide nominee is not named in the proxy statement , or ( 2 ) to vote at any annual meeting other than the next annual meeting ( or any adjournment thereof ) to be held ...
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Términos y frases comunes
amendment amount annual report application for registration application or report appropriate becomes effective behalf beneficial owner broker or dealer business day cation certificates Commission curities deemed device or contrivance directly or indirectly director or officer distribution document effective date employees equity security exempt security filed pursuant financial statements fiscal form of proxy furnish hypothecation indebtedness Investment Company Act issuer lien listed and registered loan market value ment national securities ex national securities exchange operation of section options otherwise paragraph participant period person prior promptly proxy statement pursuant to Rule pursuant to section record registration statement reports pursuant restricted stock section 16 Securities Act securities association securities carried security holders specified stock option suant subordination agreement subparagraph subsidiary syndicate or group term thereto tion transaction trust unless unlisted trading privileges vote voting trust warrants or rights