General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1963 |
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Página v
... References to rules and regulations and to the Act , or to portions thereof__ 0-2 . Business hours of the Commission___ 0-3 ... Reference to rule by obsolete designation____ 0-6 . Disclosure detrimental to the national security___ . 0-7 ...
... References to rules and regulations and to the Act , or to portions thereof__ 0-2 . Business hours of the Commission___ 0-3 ... Reference to rule by obsolete designation____ 0-6 . Disclosure detrimental to the national security___ . 0-7 ...
Página vi
... reference ... 12b - 24 . Summaries or outlines of documents ... 12b - 25 . Extension of time for furnishing information ... 26 26 Article 4. Exhibits 12b - 30 . Additional exhibits .. 12b - 31 . Omission of substantially identical ...
... reference ... 12b - 24 . Summaries or outlines of documents ... 12b - 25 . Extension of time for furnishing information ... 26 26 Article 4. Exhibits 12b - 30 . Additional exhibits .. 12b - 31 . Omission of substantially identical ...
Página 1
... References to Rules and Regulations and to the Act , or to Portions Thereof . ( a ) As used in the rules and ... reference to the Act or to the rules and regulations , or to a portion thereof , defines such term for all purposes ...
... References to Rules and Regulations and to the Act , or to Portions Thereof . ( a ) As used in the rules and ... reference to the Act or to the rules and regulations , or to a portion thereof , defines such term for all purposes ...
Página 2
... Reference to Rule by Obsolete Desig- nation . Wherever in any rule , form , or instruction book specific reference is made to a rule by number or other designation which is now obsolete , such ref- erence shall be deemed to be made to ...
... Reference to Rule by Obsolete Desig- nation . Wherever in any rule , form , or instruction book specific reference is made to a rule by number or other designation which is now obsolete , such ref- erence shall be deemed to be made to ...
Página 24
... reference solely to present intention . ( d ) Any words indicating the holder of a posi- tion or office include persons , by whatever titles designated , whose duties are those ordinarily per- formed by holders of such positions or ...
... reference solely to present intention . ( d ) Any words indicating the holder of a posi- tion or office include persons , by whatever titles designated , whose duties are those ordinarily per- formed by holders of such positions or ...
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Términos y frases comunes
amendment amount annual report application for registration application or report appropriate becomes effective behalf beneficial owner broker or dealer business day cation certificates Commission curities deemed device or contrivance directly or indirectly director or officer distribution document effective date employees equity security exempt security filed pursuant financial statements fiscal form of proxy furnish hypothecation indebtedness Investment Company Act issuer lien listed and registered loan market value ment national securities ex national securities exchange operation of section options otherwise paragraph participant period person prior promptly proxy statement pursuant to Rule pursuant to section record registration statement reports pursuant restricted stock section 16 Securities Act securities association securities carried security holders specified stock option suant subordination agreement subparagraph subsidiary syndicate or group term thereto tion transaction trust unless unlisted trading privileges vote voting trust warrants or rights