General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1963 |
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Página vii
... PROXIES 37 14a - 2 . Solicitations to which rules apply ---- 14a - 3 . Information to be furnished security holders . 38 38 14a - 4 . Requirements as to proxy- 14a - 5 . Presentation of information in proxy statement .. 14a - 6 ...
... PROXIES 37 14a - 2 . Solicitations to which rules apply ---- 14a - 3 . Information to be furnished security holders . 38 38 14a - 4 . Requirements as to proxy- 14a - 5 . Presentation of information in proxy statement .. 14a - 6 ...
Página viii
... Statements Filed by or on Behalf of a Participant ( OTHER THAN THE ISSUER ) IN A PROXY SOLICITATION PURSUANT TO RULE 14a - 11 ( c ) Item 1. Issuer ... . 2. Identity and background .... 3. Interests in securities of the issuer__ 4 ...
... Statements Filed by or on Behalf of a Participant ( OTHER THAN THE ISSUER ) IN A PROXY SOLICITATION PURSUANT TO RULE 14a - 11 ( c ) Item 1. Issuer ... . 2. Identity and background .... 3. Interests in securities of the issuer__ 4 ...
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... proxy statement or other document filed with the Commission or any securities exchange shall con- tain any document or information that has been classified or determined by an appropriate depart- ment or agency of the United States to ...
... proxy statement or other document filed with the Commission or any securities exchange shall con- tain any document or information that has been classified or determined by an appropriate depart- ment or agency of the United States to ...
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... proxy statement under section 14 of the Act , or a registration statement under the Securities Act of 1933 ; provided , that information contained in a report under section 15 ( d ) of the Act or in a registration statement under the ...
... proxy statement under section 14 of the Act , or a registration statement under the Securities Act of 1933 ; provided , that information contained in a report under section 15 ( d ) of the Act or in a registration statement under the ...
Página 37
United States. Securities and Exchange Commission. REGULATION 14. SOLICITATION OF PROXIES SCHEDULE 14A - INFORMATION REQUIRED IN PROXY STATEMENT Note . Rule 14a - 1 . Definitions . Unless the context otherwise requires , all terms used ...
United States. Securities and Exchange Commission. REGULATION 14. SOLICITATION OF PROXIES SCHEDULE 14A - INFORMATION REQUIRED IN PROXY STATEMENT Note . Rule 14a - 1 . Definitions . Unless the context otherwise requires , all terms used ...
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Términos y frases comunes
amendment amount annual report application for registration application or report appropriate becomes effective behalf beneficial owner broker or dealer business day cation certificates Commission curities deemed device or contrivance directly or indirectly director or officer distribution document effective date employees equity security exempt security filed pursuant financial statements fiscal form of proxy furnish hypothecation indebtedness Investment Company Act issuer lien listed and registered loan market value ment national securities ex national securities exchange operation of section options otherwise paragraph participant period person prior promptly proxy statement pursuant to Rule pursuant to section record registration statement reports pursuant restricted stock section 16 Securities Act securities association securities carried security holders specified stock option suant subordination agreement subparagraph subsidiary syndicate or group term thereto tion transaction trust unless unlisted trading privileges vote voting trust warrants or rights