General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1963 |
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... Exhibits 12b - 30 . Additional exhibits .. 12b - 31 . Omission of substantially identical documents .. 12b - 32 . Incorporation of exhibits by reference ... 12b - 33 . Annual reports to other Federal agencies .. 2222 27 27 27 27 Article ...
... Exhibits 12b - 30 . Additional exhibits .. 12b - 31 . Omission of substantially identical documents .. 12b - 32 . Incorporation of exhibits by reference ... 12b - 33 . Annual reports to other Federal agencies .. 2222 27 27 27 27 Article ...
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... exhibits pre- scribed to be filed in connection therewith . ( b ) An amendment to such application shall be made in duplicate on Form 1 - A , and each amend- ment shall ... exhibit ( except exhibits E , 4 SECURITIES AND EXCHANGE COMMISSION.
... exhibits pre- scribed to be filed in connection therewith . ( b ) An amendment to such application shall be made in duplicate on Form 1 - A , and each amend- ment shall ... exhibit ( except exhibits E , 4 SECURITIES AND EXCHANGE COMMISSION.
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United States. Securities and Exchange Commission. ment or in any exhibit ( except exhibits E , F , L , and M ) , or in any amendment thereto , the ex- change shall file with the Commission written notification in triplicate setting ...
United States. Securities and Exchange Commission. ment or in any exhibit ( except exhibits E , F , L , and M ) , or in any amendment thereto , the ex- change shall file with the Commission written notification in triplicate setting ...
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... exhibit re- quired in items ( 1 ) to ( 4 ) , inclusive , such addi- tional statement and exhibit may be supplied in an amendment , pursuant to Rule 12b - 3 , filed on or before such twentieth day . Any such security may be included in ...
... exhibit re- quired in items ( 1 ) to ( 4 ) , inclusive , such addi- tional statement and exhibit may be supplied in an amendment , pursuant to Rule 12b - 3 , filed on or before such twentieth day . Any such security may be included in ...
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... exhibits and all other papers and documents filed as a part thereof , shall be filed with the Commission . At least one complete copy of each application shall be filed with each exchange on which the securities covered thereby are ...
... exhibits and all other papers and documents filed as a part thereof , shall be filed with the Commission . At least one complete copy of each application shall be filed with each exchange on which the securities covered thereby are ...
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Términos y frases comunes
amendment amount annual report application for registration application or report appropriate becomes effective behalf beneficial owner broker or dealer business day cation certificates Commission curities deemed device or contrivance directly or indirectly director or officer distribution document effective date employees equity security exempt security filed pursuant financial statements fiscal form of proxy furnish hypothecation indebtedness Investment Company Act issuer lien listed and registered loan market value ment national securities ex national securities exchange operation of section options otherwise paragraph participant period person prior promptly proxy statement pursuant to Rule pursuant to section record registration statement reports pursuant restricted stock section 16 Securities Act securities association securities carried security holders specified stock option suant subordination agreement subparagraph subsidiary syndicate or group term thereto tion transaction trust unless unlisted trading privileges vote voting trust warrants or rights